✦ High Court of India · 08 Oct 2025

Counsel for Respondent(s) vs R.K. Nayak

Case Details High Court of India · 08 Oct 2025

Judgment

1. Heard learned Counsel for the appellants and learned A.G.A. for the State of U.P. and perused the record.

2. The instant Criminal Appeal under Section 374 (2) Cr.P.C. has been filed by the appellants namely Rajendra Prasad and Shyam Sunder, challenging the judgment and order dated 18.04.2012 passed by Sessions Judge, District-Ambedkar Nagar (in short 'Magistrate'), in SC.ST No.01/2001 arising out of Crime No. 1-A of 2000, under Sections 323, 504 and 506 IPC and Section 3(1)(x) SC/ST Act 1989, Police Station-Jaitpur, District-Ambedkar Nagar, convicting and sentencing the appellants under Section 323, 504, 506 I.P.C. to undergo three (3) months rigorous imprisonment each, under Section 3(1)(x) SC/ST Act 1989, six (6) months rigorous imprisonment each.

3. The prosecution story in nutshell is to the effect that on 02.01.2000 at about 10 AM at Police Station-Jaitpur, District-Ambedkar Nagar, accused-appellants namely Ram Surat Dubey, Rajendra Prasad and Shyam Sunder assaulted the informant/ Guru Charan and his son namely Ramesh Kumar with Lathi and Danda and hurled abuses and also made casteist remarks.

It is to be noted that specific allegation related to caste, has not been mentioned in the FIR. On written report related to aforesaid incident submitted by injured-informant/Guru Charan (P.W.1), case was registered as Crime No. 1-A of 2000, under Sections 323, 504 and 506 IPC and Section 3(1)(x) SC/ST Act 1989, at Police Station-Jaitpur, District-Ambedkar Nagar against the above named accused. 2 CRLA No. 710 of 2012

5. After lodging of FIR the Investigating Officer (in short 'I.O.') conducted the investigation and on completion of investigation, the I.O. submitted the charge-sheet (Exhibit Ka-3) alongwith documentary evidence viz. injury report(s) of injured persons namely Guru Charan and Ramesh Kumar (Exhibit Ka-6) and (Exhibit Ka-7), site plan ( Exhibit Ka-2) and copy of General Diary (in short 'GD')(Exhibit Ka-5).

6. After submission of charge-sheet, the Magistrate concerned, took cognizance and thereafter committed the case to the court of Sessions where the same was registered as S.C.S.T No. 01 of 2001 and the charges were framed by the trial court against the accused under Section(s) 323, 504 and 506 IPC and Section 3(1)(x) SC/ST Act 1989, at Police Station-Jaitpur, District-Ambedkar Nagar, which they denied and claimed trial.

7. To establish the prosecution story/case injured-informant/Guru Charan (P.W.1), injured-Ramesh Kumar (P.W.2), independent witness namely Inderesh (P.W.3), C.O. City Sri Sanjay Kumar (P.W.4), Constable Inroo Prasad (P.W.5), Dr. Rama Shanker Barnwal (P.W.6), were examined.

8. P.W.1 and P.W.2 namely Guru Charan and Ramesh Kumar, proved the prosecution case including FIR (Exhibit Ka-1), P.W.4 namely C.O.City Sri Sanjay Kumar proved the charge-sheet (Exhibit Ka-3) and site plan (Exhibit Ka-4), Dr. Rama Shanker Barnwal (P.W.6) proved the injury report(s) (Exhibit Ka-6) and (Exhibit Ka-7) of injured-informant/Guru Charan and Ramesh Kumar s/o Guru Charan.

9. Independent witness namely Inderesh (P.W.3) was produced before the trial court as eye witness of the crime. However before the court concerned he stated that he was not present on the place of crime at the time of incident occurred. In this regard observation made by the trial court in paragraph no. 14, being relevant are extracted hereinunder:- "सा्षी संख्या 3 को भी घटना का च्षुदशर् सा्षी बताया गया है िकन्तु इस सा्षी ने अपनी ्ऺितपरी्षा में स्प्ि रूप से स्वीकार िकया है िक मेरे पहुँचने से पहले मारपीट समाप्त हो चुकी थी। मैने मारपीट नहीं देखी तब भी प्ऴावली पर िजस समय िजस ्ऺकार िजस स्थान एवं िजन ्िि्वयों ्षारा घटना कािरत िकये जाने का अिभयोजन प्ष ्षारा उल्लेख िकया गया है उसका पूणर् समथर्न सा्षी संख्या 1 व 2 की साष्य से होता है।" That after closing of the evidence, statements of accused/ appellants under section 313 Cr.P.C. were recorded by the trial court, after explaining the entire evidence and other circumstances, in which the appellants denied the prosecution story and the entire prosecution story

10. 3 CRLA No. 710 of 2012 was said to be wrong and concocted.

11. Thereafter, the learned trial court after hearing learned counsel for both the parties and appreciating the entire evidence, oral as well as documentary, found the accused-appellants guilty and convicted them as above.

12. Feeling aggrieved and dissatisfied with the impugned judgment and order of conviction, the appellants have preferred the present appeal.

13. Learned counsel for the appellants submits that the accused-appellants have not been convicted previously for any offence and they are the first time offender. The learned counsel at the outset submits that he is not challenging the impugned judgment and order of conviction and is confining his submission in the appeal only with respect to the order of conviction and sentence for the offence under Section 3(1)(x) ST/ST Act as the same is not made out.

14. Learned counsel for accused-appellants submits that in view of the facts and circumstances of the case, including the fact that the accused- appellants have not been convicted previously for any offence as also the offence under Section 3(1)(x) ST/ST Act is not made out, the trial court ought to have acquitted the accused-appellants for the offence under Section 3(1)(x) ST/ST Act and invoked the provisions of The Probation of Offenders Act, 1958 (hereinafter referred to as 'Act, 1958'), which may be done by this Court.

15. The Trial Court did neither invoke the provisions of the Act, 1958 nor the provisions of Section 360 Cr.P.C. while sentencing the accused- appellants. The Trial Court has not given any special reason in the impugned judgment and order of conviction and sentence for not giving the benefit of provisions of Section 360 Cr.P.C. or the provisions of Act, 1958 and convicting the accused-appellants for offence under Section 3(1)(x) of the SC/ST Act.

16. Section 361 of the Code is required to be applied with or without the beneficial provisions i.e. Section 360 of the Code or provisions of the Act, 1958. If the Court chooses not to apply either of these provisions, it is required to give special reasons for not applying the beneficial provision in case the accused offender otherwise is eligible for provisions of Section 360 of the Code or Section 3 or 4 of the Act, 1958.

17. The accused-appellants have statutory right for claiming the benefit of 4 CRLA No. 710 of 2012 beneficial legislation i.e. the provisions of the Act, 1958 and the learned Trial Court was under a duty to consider the applicability of Section 360 Cr.P.C. or Sections 3 or 4 of the Act, 1958 as mandated under Section 361 Cr.P.C. If the provisions of Section 360 Cr.P.C. or provisions of the Act, 1958 were not applied, then the learned Trial Court should have recorded reasons for the same.

18. Learned counsel for the appellants submitted that the State of Uttar Pradesh has its own local law of probation i.e. Uttar Pradesh First Offenders Probation Act, 1938. He further submitted that the Probation of Offenders Act, 1958 (Central Act) is also applicable in the State of Uttar Pradesh as held by Hon'ble the Supreme Court in the case of Mohd. Hashim Vs. State of U.P.; (2017) 2 SCC 198. Thus, learned counsel for the appellants submitted that it is upon the discretion of the Court to grant benefits in either of the Acts.

19. Learned counsel for the appellants further submitted that he does not want to press the appeal on merits. He has submitted that the incident took place 25 years ago and there is no further criminal antecedent of the appellants. The delay in trial deprives the right of the appellants of speedy trial and they may be given benefit of first offender and appellants may be extended the benefit of Probation of Offenders Act, 1958 (hereinafter referred as the ‘Act of 1958’). He further submitted that appellants are first time offender and is not previously convicted in any case. He further submitted that it is the Court which may consider the benefit of Section 4 of the Act of 1958 to the accused-appellants.

20. Learned A.G.A., on the other hand, opposed the appeal and has submitted that there is no material irregularity or illegality committed by the court below and keeping in view the evidence on record, accused-appellants have been rightly convicted.

21. Learned A.G.A. appearing for the State does not dispute the fact that accused-appellants are the first time offender and was not previously convicted in any other case. He also submits that in view of the expressed provisions of Section 361 Cr.P.C., considering the facts and circumstances, nature of the offence, the character of the accused- appellants and particularly, the time period which has lapsed since the date of incident, the benefit of Section 4 of the Act, 1958 can be granted in this case.

22. Learned A.G.A. further states that the benefit of Section 4 of the Act of the accused-appellants on certain 1958 could be extended 5 CRLA No. 710 of 2012 stipulations as specified in Section 4 of the Act of 1958.

23. After considering the arguments advanced by the parties and after perusal of the material available on record, this Court finds that except apart the merits of the case, so far as the prayer of learned counsel for the appellants for providing benefits of Section 4 of the Act of 1958 is concerned, it is essential to discuss the legal position and law propounded in this regard.

24. Sections 3 and 4 of the Probation of Offenders Act, 1958 are extracted hereunder: "3. Power of court to release certain offenders after admonition.- "Where any person is found guilty of having committed an offence punishable under Section 379 or Section 380 or Section 381 or Section 404 or Section 420 of the Indian Penal Code, (45 of 1860) or any offence punishable with imprisonment for not more than two years, or with fine, or with both, under the Indian Penal code, or any other law, and no previous conviction is proved against him and the Court by which the person is found guilty is of opinion that, having regard to the circumstances of the case including the nature of the offence, and the character of the offender, it is expedient so to do, then, notwithstanding anything contained in any other law for the time being in force, the Court may, instead of sentencing him to any punishment or releasing him on probation of good conduct under section 4 release him after due admonition. Explanation.-For the purposes of this Section, previous conviction against a person shall include any previous order made against him under this Section or Section 4.

4. Power of Court to release certain offenders on probation of good conduct.- (1) When any person is found guilty of having committed an offence not punishable with death or imprisonment for life and the Court by which the person is found guilty is of opinion that, having regard to the circumstances of the case including the nature of the offence and the character of the offender, it is expedient to release him on probation of good conduct, then, notwithstanding anything contained in any other law for the time being in force, the court may, instead of sentencing him at once to any punishment direct that he be released on his entering into a bond, with or without sureties, to appear and receive sentence when called upon during such period, not exceeding three years, as the Court may direct, and in the meantime to keep the peace and be of good behaviour: Provided that the Court shall not direct such release of an offender unless it is satisfied that the offender or his surety, if any, has a fixed place of abode or regular occupation in the place over which the Court exercises jurisdiction or in which the offender is likely to live during the period for which he enters into the bond."

25. That Hon'ble Supreme Court in Ratan Lal vs State of Punjab, AIR 1965 SC 444, while discussing the purpose and object of Probation of Offenders Act, 1958, has observed in para no. 4, as follows:- "4. The Act is a milestone in the progress of the modern liberal trend of reform in the field of penology. It is the result of the recognition of the doctrine that the object of criminal law is more to reform the individual offender than to punish him. Broadly stated the Act distinguishes offenders below 21 years of age and those above that age, and offenders who are guilty of having committed an offence punishable with death or imprisonment for life and those who are guilty of a lesser offence. While in the case of offenders who are above the age of 21 years, absolute discretion is given to the court to release them after admonition or on probation of good conduct, subject to the condition laid down in the 6 CRLA No. 710 of 2012 appropriate provision of the Act, in the case of offenders below the age of 21 years an injunction is issued to the court not to sentence them to imprisonment unless it is satisfied that having regard to the circumstances of the case, including the nature of the offence and the character of the offenders, it is not desirable to deal with them under Ss. 3 and 4 of the Act."

It is to be noted that specific allegation related to caste, has not been mentioned in the FIR. On written report related to aforesaid incident submitted by injured-informant/Guru Charan (P.W.1), case was registered as Crime No. 1-A of 2000, under Sections 323, 504 and 506 IPC and Section 3(1)(x) SC/ST Act 1989, at Police Station-Jaitpur, District-Ambedkar Nagar against the above named accused. 2 CRLA No. 710 of 2012

5. After lodging of FIR the Investigating Officer (in short 'I.O.') conducted the investigation and on completion of investigation, the I.O. submitted the charge-sheet (Exhibit Ka-3) alongwith documentary evidence viz. injury report(s) of injured persons namely Guru Charan and Ramesh Kumar (Exhibit Ka-6) and (Exhibit Ka-7), site plan ( Exhibit Ka-2) and copy of General Diary (in short 'GD')(Exhibit Ka-5).

6. After submission of charge-sheet, the Magistrate concerned, took cognizance and thereafter committed the case to the court of Sessions where the same was registered as S.C.S.T No. 01 of 2001 and the charges were framed by the trial court against the accused under Section(s) 323, 504 and 506 IPC and Section 3(1)(x) SC/ST Act 1989, at Police Station-Jaitpur, District-Ambedkar Nagar, which they denied and claimed trial.

7. To establish the prosecution story/case injured-informant/Guru Charan (P.W.1), injured-Ramesh Kumar (P.W.2), independent witness namely Inderesh (P.W.3), C.O. City Sri Sanjay Kumar (P.W.4), Constable Inroo Prasad (P.W.5), Dr. Rama Shanker Barnwal (P.W.6), were examined.

8. P.W.1 and P.W.2 namely Guru Charan and Ramesh Kumar, proved the prosecution case including FIR (Exhibit Ka-1), P.W.4 namely C.O.City Sri Sanjay Kumar proved the charge-sheet (Exhibit Ka-3) and site plan (Exhibit Ka-4), Dr. Rama Shanker Barnwal (P.W.6) proved the injury report(s) (Exhibit Ka-6) and (Exhibit Ka-7) of injured-informant/Guru Charan and Ramesh Kumar s/o Guru Charan.

9. Independent witness namely Inderesh (P.W.3) was produced before the trial court as eye witness of the crime. However before the court concerned he stated that he was not present on the place of crime at the time of incident occurred. In this regard observation made by the trial court in paragraph no. 14, being relevant are extracted hereinunder:- "सा्षी संख्या 3 को भी घटना का च्षुदशर् सा्षी बताया गया है िकन्तु इस सा्षी ने अपनी ्ऺितपरी्षा में स्प्ि रूप से स्वीकार िकया है िक मेरे पहुँचने से पहले मारपीट समाप्त हो चुकी थी। मैने मारपीट नहीं देखी तब भी प्ऴावली पर िजस समय िजस ्ऺकार िजस स्थान एवं िजन ्िि्वयों ्षारा घटना कािरत िकये जाने का अिभयोजन प्ष ्षारा उल्लेख िकया गया है उसका पूणर् समथर्न सा्षी संख्या 1 व 2 की साष्य से होता है।" That after closing of the evidence, statements of accused/ appellants under section 313 Cr.P.C. were recorded by the trial court, after explaining the entire evidence and other circumstances, in which the appellants denied the prosecution story and the entire prosecution story

10. 3 CRLA No. 710 of 2012 was said to be wrong and concocted.

11. Thereafter, the learned trial court after hearing learned counsel for both the parties and appreciating the entire evidence, oral as well as documentary, found the accused-appellants guilty and convicted them as above.

12. Feeling aggrieved and dissatisfied with the impugned judgment and order of conviction, the appellants have preferred the present appeal.

13. Learned counsel for the appellants submits that the accused-appellants have not been convicted previously for any offence and they are the first time offender. The learned counsel at the outset submits that he is not challenging the impugned judgment and order of conviction and is confining his submission in the appeal only with respect to the order of conviction and sentence for the offence under Section 3(1)(x) ST/ST Act as the same is not made out.

14. Learned counsel for accused-appellants submits that in view of the facts and circumstances of the case, including the fact that the accused- appellants have not been convicted previously for any offence as also the offence under Section 3(1)(x) ST/ST Act is not made out, the trial court ought to have acquitted the accused-appellants for the offence under Section 3(1)(x) ST/ST Act and invoked the provisions of The Probation of Offenders Act, 1958 (hereinafter referred to as 'Act, 1958'), which may be done by this Court.

15. The Trial Court did neither invoke the provisions of the Act, 1958 nor the provisions of Section 360 Cr.P.C. while sentencing the accused- appellants. The Trial Court has not given any special reason in the impugned judgment and order of conviction and sentence for not giving the benefit of provisions of Section 360 Cr.P.C. or the provisions of Act, 1958 and convicting the accused-appellants for offence under Section 3(1)(x) of the SC/ST Act.

16. Section 361 of the Code is required to be applied with or without the beneficial provisions i.e. Section 360 of the Code or provisions of the Act, 1958. If the Court chooses not to apply either of these provisions, it is required to give special reasons for not applying the beneficial provision in case the accused offender otherwise is eligible for provisions of Section 360 of the Code or Section 3 or 4 of the Act, 1958.

17. The accused-appellants have statutory right for claiming the benefit of 4 CRLA No. 710 of 2012 beneficial legislation i.e. the provisions of the Act, 1958 and the learned Trial Court was under a duty to consider the applicability of Section 360 Cr.P.C. or Sections 3 or 4 of the Act, 1958 as mandated under Section 361 Cr.P.C. If the provisions of Section 360 Cr.P.C. or provisions of the Act, 1958 were not applied, then the learned Trial Court should have recorded reasons for the same.

18. Learned counsel for the appellants submitted that the State of Uttar Pradesh has its own local law of probation i.e. Uttar Pradesh First Offenders Probation Act, 1938. He further submitted that the Probation of Offenders Act, 1958 (Central Act) is also applicable in the State of Uttar Pradesh as held by Hon'ble the Supreme Court in the case of Mohd. Hashim Vs. State of U.P.; (2017) 2 SCC 198. Thus, learned counsel for the appellants submitted that it is upon the discretion of the Court to grant benefits in either of the Acts.

19. Learned counsel for the appellants further submitted that he does not want to press the appeal on merits. He has submitted that the incident took place 25 years ago and there is no further criminal antecedent of the appellants. The delay in trial deprives the right of the appellants of speedy trial and they may be given benefit of first offender and appellants may be extended the benefit of Probation of Offenders Act, 1958 (hereinafter referred as the ‘Act of 1958’). He further submitted that appellants are first time offender and is not previously convicted in any case. He further submitted that it is the Court which may consider the benefit of Section 4 of the Act of 1958 to the accused-appellants.

20. Learned A.G.A., on the other hand, opposed the appeal and has submitted that there is no material irregularity or illegality committed by the court below and keeping in view the evidence on record, accused-appellants have been rightly convicted.

21. Learned A.G.A. appearing for the State does not dispute the fact that accused-appellants are the first time offender and was not previously convicted in any other case. He also submits that in view of the expressed provisions of Section 361 Cr.P.C., considering the facts and circumstances, nature of the offence, the character of the accused- appellants and particularly, the time period which has lapsed since the date of incident, the benefit of Section 4 of the Act, 1958 can be granted in this case.

22. Learned A.G.A. further states that the benefit of Section 4 of the Act of the accused-appellants on certain 1958 could be extended 5 CRLA No. 710 of 2012 stipulations as specified in Section 4 of the Act of 1958.

23. After considering the arguments advanced by the parties and after perusal of the material available on record, this Court finds that except apart the merits of the case, so far as the prayer of learned counsel for the appellants for providing benefits of Section 4 of the Act of 1958 is concerned, it is essential to discuss the legal position and law propounded in this regard.

24. Sections 3 and 4 of the Probation of Offenders Act, 1958 are extracted hereunder: "3. Power of court to release certain offenders after admonition.- "Where any person is found guilty of having committed an offence punishable under Section 379 or Section 380 or Section 381 or Section 404 or Section 420 of the Indian Penal Code, (45 of 1860) or any offence punishable with imprisonment for not more than two years, or with fine, or with both, under the Indian Penal code, or any other law, and no previous conviction is proved against him and the Court by which the person is found guilty is of opinion that, having regard to the circumstances of the case including the nature of the offence, and the character of the offender, it is expedient so to do, then, notwithstanding anything contained in any other law for the time being in force, the Court may, instead of sentencing him to any punishment or releasing him on probation of good conduct under section 4 release him after due admonition. Explanation.-For the purposes of this Section, previous conviction against a person shall include any previous order made against him under this Section or Section 4.

4. Power of Court to release certain offenders on probation of good conduct.- (1) When any person is found guilty of having committed an offence not punishable with death or imprisonment for life and the Court by which the person is found guilty is of opinion that, having regard to the circumstances of the case including the nature of the offence and the character of the offender, it is expedient to release him on probation of good conduct, then, notwithstanding anything contained in any other law for the time being in force, the court may, instead of sentencing him at once to any punishment direct that he be released on his entering into a bond, with or without sureties, to appear and receive sentence when called upon during such period, not exceeding three years, as the Court may direct, and in the meantime to keep the peace and be of good behaviour: Provided that the Court shall not direct such release of an offender unless it is satisfied that the offender or his surety, if any, has a fixed place of abode or regular occupation in the place over which the Court exercises jurisdiction or in which the offender is likely to live during the period for which he enters into the bond."

25. That Hon'ble Supreme Court in Ratan Lal vs State of Punjab, AIR 1965 SC 444, while discussing the purpose and object of Probation of Offenders Act, 1958, has observed in para no. 4, as follows:- "4. The Act is a milestone in the progress of the modern liberal trend of reform in the field of penology. It is the result of the recognition of the doctrine that the object of criminal law is more to reform the individual offender than to punish him. Broadly stated the Act distinguishes offenders below 21 years of age and those above that age, and offenders who are guilty of having committed an offence punishable with death or imprisonment for life and those who are guilty of a lesser offence. While in the case of offenders who are above the age of 21 years, absolute discretion is given to the court to release them after admonition or on probation of good conduct, subject to the condition laid down in the 6 CRLA No. 710 of 2012 appropriate provision of the Act, in the case of offenders below the age of 21 years an injunction is issued to the court not to sentence them to imprisonment unless it is satisfied that having regard to the circumstances of the case, including the nature of the offence and the character of the offenders, it is not desirable to deal with them under Ss. 3 and 4 of the Act."

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