MARU RAM ETC. ETC v. UNION OF INDIA & Anr.
Case at a glance
Provisions considered
- Code of Criminal Procedure, 1973 s. 433A
- Constitution of India arts. 14, 20(1), 32, 72, 161
- Probation Act, 1938
- Indian Penal Code, 1860 s. 57
- Prisons Act, 1894 s. 432
Key paragraphs
- Para 1212. ·In our view, penal humanitarianism and rehabil!tative desideratum warrant· liberal paroles, subject to security safeguards, and other humanizing strategies for inmates so that the dignity and worth of the human person are not desecrated by making mass jails anthropoid zoo.s. Human rights awareness must…
- Para 433433. The appropriate Government may, without the con sent of the person sentenced, commute-- A B c D (a) a sentence of death, for any other punishment provided by the Indian Penal Code. (b) a sentence of imprisonment for·life, for imprisonment for a term not…
Judgment
(Concurring)- !. Section 433A of the Code is constitutionally valid. actually a social piece of legislation which by one stroke seeks dangerous criminals from repeating offences and on society from harm and distress caused to innocent persons. [1256 B-C] Section 433A is to prevent the other protects the ~ B
The dominant purpose and the avowed object of the legislature in introducing section 433A in the Code of Criminal Procedure unmistakably seems to be to secure a deterrent punishment for heinous offences committed in a dastardly, brutal or cruel fashion or offences committed against the defence or security of the country. [1251 E-F] Section 433A has advisedly been enacted to apply to a very smali sphere and includes within its ambit only offences under sections 121, 132, 302, 303, 396 etc., of the Indian Penal Code, that is to say, only those offence~ where death or life imprisonment are the penalties but instead of death life imprison ment is given or where a sentence of death is commuted to that of life imprison ment. its application only to these cate gories of offences which are heinous and amount to a callous outrage on huma nity, has taken care of the fact that a sentence out of proporticn of the crime is extremely repugnant to [1252 D-E, 1253 H, 1254 A-B] the social sentiments of a civilized society. Section 433A when it confines D E ;G H
The deterrent punishment prevents occurrence of offences by--(i) making it impossible or difficult for an offender to break the law again, (ii) by deterring not only the offenders but also others from committing offences, and (iii) punishment or for that matter a punishment in the form of a long-term im prisonment may be a means to changing a person's character or personality so that out of some motivation or reasons of a personal or general nature, the offender might obey the law. [1254 G-H, 1255 Al The Parliament in its wisdom chose to act in order to prevent criminals committing heinous crimes from being released; through easy remissions or substituted form of punishments without undergoing at least a minimum period of impiisonment of fourteen y•;ars which may in fact act as a sufficient dNerrent which may prevent criminah from committing offences.. [1256 ErF]
No dciubt, the reformative form of punishment on principle, is in fact the prime need of the hour, but before it can succeed people must be properly educated and realise the futility of committing crimes. [1255 E-F] In the present distressed and disturbed atmosphere if deterrent punis\lment is not resorted to, there will be complete chaos in the entire country and crimi nals will be let loose endangering the lives of thousands of innocent people of our country. In spite of all the resources at its commands, it will be, diffi cult for the State to protect or guarantee the life and .liberty of all the .citizens, if criminals are let loose and deterrent punishment is either abolished or mitigat ed. Secondly, while reformation of the criminal is only one side of the pic ture, rehabilitation of the victims and granting relief from the tortures and ·suffering which are caused to them as a result of the offences committ~d by ·the criminals is a factor which seems to have been completely overlooked while defending the cause of the criminals for abolishing deterrent sentences. [1256 H, 1257 A-B]
A person who has deprived another person completely of his liberty for ever and has endangered the liberty of his family has no right to ask the l.iberty is not a one-sided concept, nor does Arti court to uphold his liberty. If a person commits cle 21 of the Constitution contemplate such a concept. MARU RAM V. UNION OF INDIA 1203 oJl cnmmal offence and punishment has been given to him by a procedure est'.l blished by law which is free and fair and where the accused has been fully beard, no question of violation of Article 21 arises when the question of punish ment is being considered. Even so, the provisions of the Code of Criminal ·Procedure of 1973 do provide an opportunity to the offender, after his guilt is .proved to show circumstances under which an appropriate sentence could be imposed on him. · These guarantees sufficiently comply with the provfoions of Article 21. Thus, while considering the problem of penology courts should not overlook the plight of victimology and the sufferings of the people who ·die, suffer or are maimed at the hands of criminals. [1257 C-E]
In cases where section 433A applies, no question of reduction of sentence arises at all unless the President of India or the Governor choose to exercise •their wide powers under Article 72 or Article 161 of the Constitution which also have to be exercised according to sound legal principles. Any reduction reforming the or modification in ·criminal be counter-productive. the deterrent punishment would far (1257 F-G]
Parliament by enacting section 433A has rejected the reformative charac ·ter of punishment in respect of offences contemplated hy. it, for the time being in view of the prevailing conditions in our country. It is well settled that the Jegislature understands the needs and requirements of its people much better ·than the courts because the; Parliament consists of the elected Tepresentatives of .·the people and if the Parliament decides to enact a legislation for the benefit legislation must be meaningfully constmed and given of the people, such a effect to so as to subserve the purpose for which it is meant. [1257 G-H, 1258 A-8]
There is no real inconsistency between section 433A and Articles 72 and I 61 of the Constitution of India. [1258 El Doubtless, the President of India under Article 72 and the State Govern oment under· Article 161' have absolute and unfettered powers to grant pardon, reprieves, rem1ss10ns, etc. This power can neither be altered, modified or inter fered with by any statutory provision. But, the fact remains that higher the power, the more cautious would be its exercise. This is particularly so be cause the present enactment has been passed by the Parliament on being sponsor •ed by the Central Government itself. It is, therefore, manifest that while exer . cising the powers under the aforesaid Articles of the Constitution neither the 'President, who acts on the advice of the Council of Ministers. nor the State ·Government is likely to overlook the object, spirit and philosophy of section · 433A so as to create a conflict between the legislative intent and the executive power. It cannot be doubted as a proposition of law that where a power i> vested in a very high authority, it must be presumed that the said authority would act properly and carefully after an objective consideration of all the oaspects of the matter. [1258 B-DJ Per Koshal, J. (Generally concurring)
The contention that the main object of every punishment must be reformation o~ the offender and that the othe.r objects-deterrence, prevention ·and retribution-should be relegated to the background and be brought into play only incidentally is not correct for three reasons: (i) There is no evi dence that all or most of the criminals who are punished are amenable to re formation. The matter has been the· subject of social debate and so far as one can judge, will continue to remain at that level in the fores, eeable future; (ii) .The ·question as to which of the various objects of punishment should be the basis A B c E F G H 1204 SUPREME COURT REPORTS [1981] 1 S.C.R. A B c D E F G of a penal provision has, in ttw very nature of things, to be left to the Legisla· ti.ire and it is not for the comts to say which of them shall be given priority, preponderence or predominance. As it is, the choice must be that of the legislature and not that of the courts and it is not for the latter to advise the legislature which particular object shall be kept in focus in a particular 5ituation.
Nor is it open to the courts to be persuaded by their own ideas about the propriety of a particular purpose being achieved by a piece •.1f penal legislation, while judging its constitutionality. A contrary proposition would mean the stepping of the. judiciary into the field of the legislature which is not It is thus out~ide the scope of the inquiry undertaken by thi~ permissible. Court into the vircs of the provisions contained in section 433A to find out the extent to which the object of reformation is sought to be achieved thereby, the opinion of great thinkers, jurists, politicians and saints (as to what the basis o1 a penal provision should be) notwithstanding; (iii) A careful study of the Penal Code brings out clearly that the ·severity of each punishment sanctioned by the law is directly proportional to the seriousness of the offence for whi~h it is awarded. This is strongly indicative of reformation not being the fo:iremost object sought to .be achieved by the penal provisions adopted by the legisla· ture.
A person who has committed murder in the heat of passion may not re peat his act at all later in .life and the reformation process in his case need 'not be time-consuming. On the other hand, a thief may take long to shed If the reformative aspect the propensity to deprive othcrn of their good money. of punishment were to be given priority and predominance in every case the murderer may deserve, in a given set of circumstances, no more than a six months' period of incarceration while a thief may have to be trained in•o better ways of life from the social point of view over a loog perioJ. and th~ death penalty, the vires of which has been recently upheld by a majority of four in a five Judges Bench of this Court in Bachan Singh and others v. State of Punjab and others .. [1980] 2 sec 684, would have to be exterminated from Indian cri minal law. The argument based on the object of reformation having to be in the forefront of therefore, fallacious. [1259 B-D, G-H, 1260 A·H, 126! A] legislative purposes behind punishment is,
2. The contents of section 433A of the Code of Criminal Procedure (or, for that matter any other pe:nal provision) cannot be attacked <'n the grouncl that they are hit by Article 14 of the Constitution inasmuch as they are arb!· trary or irrational because they ignore the reformative aspect ~f punishment. [1261 A-BJ ORIGINAL JURISDICTION: Writ Petitions Nos. 865/79, 641/80, 409, 783, 695, 690, 747, 4346 of 1980, 147179·, 1860/80, 2389, 4115, 1365, 457, 869, 4311-12, 813, 2505, 1659, 3784-94, 2602-· 10, 4376-91, 4392-95, 4404, 1177 of 1980. (Under Article 32 of the Constitution of India) Dr. L. M. Singhvi, S. K. Bagga and Mrs. S. Bagga and Nand Lal for the Petitioners in WPs 865 and 695. D. R. Mridul, Nami Chand Chowdhary and Sushil Kumar Jain H for the Petitioners in WP 641. A. K. Sen, ( 409) & Uma Datt for the Peti~ioners in WPs. 409 and 1365. MARU RAM V. UNION OF INDIA 11105 L. M. Singhvi. S. K. lain, A. S. Sohal, Sushi! Kumar and A L. K. Pandey for the Petitioners in 783. (WP) R. K. Garg & Mrs. Urmila Sirur for the Petitioners in WP 690. K. B. Rohatgi and S. M. Ashri for the Petitioners in WP 747. S. N. Kacker, R. N. Kataria, G. K. Bansal & B. S. Malik for the Petitioners in WPs. 4311-12, 4376-95, 3784-94, 1177. B P. R. Mridul and H. K. Puri-for the Petitioner in WP 147. S. S. Khanduja for the Petitioner in WP 1860. Arun Madan for the Petitioner in WP 2389. A. S. Sohal, M. C. Dhingra and P. N. Gupta for the Petitioner in WP 457. Cl: R. L. Kohli and R. C. Kohli for ithe Petitioner in WP 869. P. R. Mridul, A. S. Sohal, M. C. Dhingra and L,alit Gupta for the Petitioner in WP 813. L. N. Gupta for the Petitioners in WP 2505. Srinath Singh, Vijay K. Jindal, Sarva Mitter and M. G. Gupta D for the Petitioners in WP 1659. A. P! Mohanty & S. K. Sabharwal, Mr. C. P. Pandey and Lalit Gupta for the Petitioners in WP 2602-10. R. K. Garg, V. J. Francis and Sunil K. Jain for the Petitioners "')..___ ., in WP 4404. . V. M. Tarkunde, Govind Mukho~y and P. K. Gupta for the ·Petitioners in WP 4115. Petitioner in 4346 (WP) in person K. Parasaran, Sol. General, M. K. Banerjee, Addl. Sol. Genl. and N. Net.tar and Miss A. Subhashini for R. 1 in all WPs. except in 457 & 869. Badridas Sharma for r. 2 in 865 & r. in 147. 0. P. Rana, S. C. Maheshwari and R. K. Bhatt for State of U.P. in 865, 4392-95, 4376-91. ~
P. Sharma and M. S. Dhillon for r. in 457 & 869. M. C. Bhandare, and M. N. Shroff for r. (State) in WP 2505. M. Veerappa for other appearing rr. in WP 2602•10. P. Ram Reddy and G. N. Rao for r. in WP 4115. E F G The Judgment of Hon'ble C.J., Bhagwati, and Krishna Iyer, JJ. ~as delivered by Iyer, J. Fazal Ali and Koshal, JJ. gave separate concurring Opinions. H 16-Q S. C. lndia/ND/81 1206 SUPRE~~E COURT REPORTS [1981] 1 S.C.R. A B C D E F G .H KRISHNA IYER, J.-A procession of 'life convicts' well over two thousand strong, v.ith more joining the march even as the argu ments were on, has vicarrously mobbed this court, through their learn ed counsel, carrying constitutional missiles in hand and demanding liberty beyond the bars. They challenge the vires of s. 433A of the Criminal Procedure Code (Procedure Code, for short) which com pel8 'caging' of two classes af prisoners, atleast for fourteen eternal infernal years, regardless of the benign remissions and compassionate concessions sanctioned by prison law and human justice.
Their des pair is best expressed in the bitter lines of Oscar Wilde : (1 ) + I know not whether Laws be right, Or whether Laws' be wrong, All that we know who lie in gaol, Is that the wall is strong; And that each day is like a year, A year whose days are long. !Emphasis. added) But broken hearts cannot break prison walls. Since prisons are built with stones of law, the key to liberation too is in law's custody. So, . counsel have piled up long and learned arguments punctuated wifu · evocative rhetoric. But Judges themselves are prisoners of the law and are not free to free a prisoner save through the open sesame of Justice ·according to law. Even so, there is a strange message for judges too in the rebellions words of Gandhiji's quasi-guru David Thoreau : (2) The law will never make men fr~ it is men who have got to make the law free. They are the lovers of law and order who observe the law when the government breaks it.
The case of the petitioners is that Parliament has broken the law of the Constitution by enacting s. 433A. Now, the concrete question and the back-up facts. All petitioners belong to one or other of two categories. They are either sentenced by court to imprisonment for life in cases where the convic tion is for offences carrying death penalty as a graver alternative or are persons whom the court has actually sentenced to death which has since been commuted by the appropriate Governments under s. 433(a) of the Procedure Code to life imprisonment. The common the . (!) The Ballad of Reading Gaol. (2) Henry David Thoreau: Slavery in MalOillchusetts, 1854. MARU RAM v. UNION OF INDIA (Krishna Iyer, !.) . 1207 factor binding together these two categories of 'lifers' (if we may use A + . this vogue word, for brevity) is obvious. The offences are so serious that the Penal Code has prescribed 'death' as an alternative punish- executive ment although, in actual fact, judicial compassion or clemency has averted the lethal blow - but at a price, viz., prison tenancy for life. · Before the enactment of s.
433A in 1978 these 'lifers' were treated, in the matter of remissions· and release from jail, like others sentenced to life terms for lesser offences which do not carry death penalty as an either/or possibility. There are around 40 offences which carry .a maximum sentence of life imprisonment without the extreme penalty of death as afl alternative. The rules of remission and release were common for all prisoners, and ·most States had rules under the Prisons Act, 1894 or some had separate Acts providing for shortening of sentences or variants thereof, which enabled the life sentencee, regardless of the offence which cast him into the prison, to.get his exit vrsa long before the full span of his life had run out - often by about eight to ten or twelve years, sometimes even earlier. Then came, in 1978, despite the strident peals of human rights of that time, a parliamentary amendment to the procedure Code and s.
433A . was sternly woven, with virtual consensus, into the punitive fabric obligating the adtual detention in prison for full fourteen years as a mandatory minimum in the two classes of cases where the court could have punished the offender with death but did not, or where the court did punish the culprit with death but he survived through com mutation to life impri&•onment granted under s. 433(a) of the Proce dure Code. All the lifers lugged into these two categodes - suddenly found they form the bulk of life-convicts in our prisons - themselves legally robbed' of their human longing to be set free under the remission scheme. This poignant shock is at the back of the rain of'writ petitions under Art. 32; and the despondent prisoners have showered arguments against the privative provision- (s. 433A) as constitutional anathema and penological atavism, incompetent for Parliament and violative of fundamental reformatory goals.
The single issue, which has proliferated into many at the hands of a plurality of advocates, is whether s. 433A is void for unconstitu tionality and, alternatively, whether the said harsh provision admits of interpretative liberality which enlarges the basis of early release and narrow down the compulsive territory of 14-year jail term. Lord Denning, in the first Hamlyn Lectures and Sir Norman Anderson in the next before last of the series, emphasis·ed; (1) rights (!) Alfred Cohn and Roy Udo!f, the Criminal Justice System and Psychology, Van Nostrand Reinhold Co. New York, p. 298-99. B c D E F G H 1208 A SUPRE~1E COURT REPORTS [1981] 1 S.C.R. the fundamental principle in our courts that where there is any conflict between the freedom of the individual and any ot:her rights or interests, then no matter how great or power ful tlhose others may be, the freedom of the humblest ci~n shall prevail.
B c D E F Of course, most of the petitioners belong to 'the poorest, the lowliest and the lost'. For those who listlessly languish waiting for their date with Freedom, the human hope of going home holds the lamp of life burning and a blanket ban against release before a brutal span of full 14 years, even if their habilitation be ever so complete and convincing, benumbs the very process of restoration which is cardinal Indeterminate sentences for the to the rationale of penal servitude. same reason, have been 1:riticised since they have led to a system of sentencing which has worked substantial hardship and injustice on countless Indeterminate sentences generally are much longer and more costly than fixed sentiences and create additional emotional strain on both the inmate and his family, who are left to wonder when they will be freed. (1) inmates. The imprisoned poet, Oscar Wilde, wrote that courts must know when adjudicating !he arbitrariness of long-term minima implacably impos'ed in the name of social defence :(2 ) Something was dead in each of us, And what was dead was Hope.
The vilest deeds lik1~ poison weeds Bloom well in prison-air : It is only what is good in Man That wastes and withers there : G Pale Anguish keeps the heavy gate, And the Warder is Despair. Thes'e generalities only serve as a backdrop to the consideration of the multi-pronged at!ack on the vires of s. 433A. For judicial dia gnosis, we must read it whole before drssecting into parts : H · (1) Alfred Cohn and Roy Udolf, The Criminal Justice System and its Psychology, Van Nostrand Reinhold Co. New York, p. 298-99. (2) Ballad of Reading Gaol. MARV RAM v. UNION OF INDIA (Krishna Iyer, J.) . 1209 433A. Notwithstanding anything contained in section 432, where a sentence of iJnprisonment for life rs· impcised on convic tion of a person for an offence for which death is one of punishments provided by law, or where the sentence of death imposed on a person has been commuted under section 433 into one of imprisonment for life, such person shall not be released . from prison unless he had served at least fourteen years of imprisonment. Piecemeal understanding, like a little learning, may prove to be a dangerous thing. To get a hang of the whole subject-matter we must read s. 432 and 433 too.
(1) When any person has been sentenced to punish ment for an offence, the appropriate Government may, at any time, without conditions or upon any conditions which the person sentenced accepts, suspend the ex, ecution of his sentence or remit the whole or any part of the punishment to which he has been sentenced. ...
The appropriate Government may, without the con sent of the person sentenced, commute-- A B c D (a) a sentence of death, for any other punishment provided by the Indian Penal Code. (b) a sentence of imprisonment for·life, for imprisonment for a term not ~xceeding four.teen years or for fine; E (c) a sentence of rigorous simple imprisonment for any term to which that person might have been sentenced, or for fine; imprisonment, (d) a sentence of simple imprisonment, for fine. 'Ay, there's the rub'. The Sections above quoted relate to remission and commutation of sentences. There were similar provisions in the earlier Code corresponding to ss. 432 and 433 (ss. 401 and 402 of the 1898 Code), but s. 433A is altogether new. It is . obvious that s. 432 clothes the appropriate Government with power to remit the whole or part of any sentence. The mechanic& for exercising this power and the conditions subject to which the power is to be exercised are also. imprinted in the Section.
This is a wide power which, in the absence of s. 433A, extends to remission of the entire life sentence i:f. Government chooses so to do. A liberal or promiscuous use of the power of remission under s. 433(a) may mean that many a murderer or other offender who could have been given death sentence by the court but has been actually awarded only life sentence may legally bolt away the very next morning, the very F G H / - 1210 SUPREME COURT REPORTS [1981] 1 S.C.R. A c D E next year, after a decade or at any other time the appropriate Govern . ment is in a mood to remit his sentence. Bizarre freaks of remissions, · - such, for instance, af: the impertinent happenstance of a Home Minister's 'hallowed' presence on an official visit to the Prison result have been brought to our notice, ing in remissions of sentences - making us stagger at the thought that even high constitutional powers are devalued in practice by those 'dressed in a little bfief authority' thereby encouraging the fallacious impression that functionaries of our Republic are re-incarnated quasi-maharajas of medieval vintage ! We will <lea~ with it a little later under Art.
161 of the Constrtution but mention it here to prove what, perhaps, provoked Parliament to enact s. 433A. In many States, we are told, lifers falling within the twin tainted categories routinely earned remissions under the extant rules resulting in their release in the matter of a few years. The penological sense of Parliament was' apparently outraged by extreme abbreviations of life sentences where the offence was grave as might have invited even death penalty. The same situation pre vailed in regard to those who had actually been subjected to death penalty but, thanks to s. 433(a), had a commuted sentence of imprisonmentJ. Taking cognizance of such utter punrtive laxity in these two graver classes of cases, the Joint Committee, which went into the Indian Penal Code (Amendment) Bill, suggested that a long enough minimum sentence should be suffered by both classes of lifers. The draconian provision (as some counsel have described it) was the product of the Joint Committee's proposal to add a proviso to s.
57 of the Penal Code. Its appropriate place was in the Proce dure Code and sos. 433A was enacted when the Criminal Procedure Code was amended. It was a punitive prescription made to parlia mentary measure which prohibited premature release before the lifer suffered actual incarceration for 14 years. No opposition to this clause was voiced in Parliament (Sixth Lok Sabha) s·o far as our attention was drawn, although that was, vocally speaking, a period of high tide of human rights (1978). -~'· The Objects and Reasons throw light on the 'why' of this new G provision: H The Code of Criminal Procedure, 1973 came into force on the 1st day of April, 1974. The working of the new Code has been carefully watched and in the light of the experience it has removing been found necessary to make a few changes for certain difficulties and doubts. The notes· on clauses explain in brieJ the reasons for the amendments. + . MARV RAM v.
UNION OF INDIA (Krishna lyer, J.) 1211 The notes on clauses gives the further explanat!on : Clause 33 : Section 432 contains provision relating suspend or powers of the appropriate Government to sentences.· The Joint Committee on Indian Penal Code (Amendment) Bill, 1972, had suggested th~ insertion of a pro- viso to section 57 of the Indian Penal Code to the effect that a person who has been sentenced to death and whose death . sentence has been commuted into that of life imprisonment and persons who have been sentenced to life imprisonment for a capital offence should undergo actual imprisonment of 14 years in Jail, since this .particular matter relates more appropriately to the Criminal Procedure Code, a new section is being inserted to cover the proviso inserted by the Joint Committee. This takes us to the Joint Committee's recommendation on s. 57 of the Penal Code that being the inspiration for clause 33.
For the sake of completeness, we may quote that recommendatron : reckoned as Section 57 of the Code as proposed to be amended had provided that in calculating fractions of terms• of punishment, imprisonment for life should be connection rigorous imprisonment for twenty years. attention of the Committee was brought to the aspect that some t!mes due to grant of remission even murderers sentenced or commuted to life imprisonment were released at the end of 5 to 6 years. The committee feels· that such a convict shauld not be released unless he has served atleast fourteen years of imprisonment. equivalent In this releases of Shortly put, the parliamentary committee concerned with the the gross amendments to the Penal Code was seriously upset by reductions and remissions resulting in premature sentencees for capital offences. This proposal was transposed into the Criminal Procedure Code (Amendment) Bill in clause 33 eventuated in the incarnation of s.
433A with none in Parliament shedding a human rights tear, although before us several counsel have turned truly eloquent, even indignant, in the name of human rights. Of course, parliamentary taciturnity does not preclude forensic examination about legislative competency. Nor does it re lieve this court, as sentinel on the qui vive, from defending funda mental rights against legislative aggression, if any flagrant excess were clearly made out. . A B c D E F G , We have to examine the legislative history of ss. 432 and 433 and study the heritage of Arts. 72 and 161 of the Constitution. But this we will undertake at the appropriate stage. Before proceeding. H '1212 SUPREME COURT REPORTS [1981] 1 S.C.R. A B c D E F G H further, we may briefly formulate the contentions which have been urged by wave after wave of counsel. The principal cffallenge has been based upon an alleged violation of Arts. 72 and 161 by the .enactment of s.
433A. Sarvashri Nand Lal, R. K. Garg, Mridul, Tarkunde and Dr. Singh.vi, among others have argued this point with repetitive vehemence and feeling for personal freedom. The bar is the bastion. Indeed, Shri Garg was shocked that we were not 'shock ed' by such long incarcerntion being made a statutory condition for release of a 'lifer' guilty of murder and was flabergasted a.t even a faint suggestion that th1~ President or the Governor might exercise his power of commutation guided, inter alia, by the parliamentary pointer expressed in s. 433A. The next contention voiced with convincing vigour by Shri Tarkunde was thats. 433A violated Art. 14 being wholly arbitrary and irrational. Shri Mridul, with persuasive flavour, stressed that s·. 433A lacked legislative competency under the Lists and must be struck down for the additional reason of contraven tion of Art. 20(1) of the Constitution and backed his plea with . American authorities, Shri Kakkar made an independent contribution, apart from endorsement of the earlier submissions by other counsel.
The main thrust of his argument, wh!ch wa& ingeniously appealing, was that the various provisions for remissions under the Prison Rules and other legislatioos had full operation notwithstanding s. 433A, thanks to the savings provision m s. 5 of the Procedure Code. Dr. Singh.vi, who brought up the rear, belatedly but eruditely strengthened the arguments of those who had gone before him by reference ro the abortive history of the amendment of s. 302 l.P.C. and the necessity of having to read down the texfi of s. 433A in the context of the story o.E its birth. Apart from t:he legislative vicrs situdes in the light of which he wanted US' to interpret s. 433A restric tively, Dr. Singhvi treated us to the provisions of the Irish Consti:tu tion and international human rights norms by way of contrast and desired us to give effect to the rules of remission at least as directives for the exercise of the hi:gh prerogative power& under Arts.
72 and 161 of the Constitution. Others who appeared in the many writ petitions made supplementary submissions numerically strong but lacking legal muscles, some of which we will refer to in passing. One of the lifers, having been an advocate by profession, chose to appear in person and made brief submissions in interpretation which did not impress us. The Union of India, represented by the learned Solicitor Gene- ral, has repudiated the infirmities imputed to s. 433A. We must appreciatively mention that he did tersely meet point by point, with MARU RAM v. UNION OF INDIA (Krishna Iyer, !.) · 1213 persuasive preCision, juristic nicety, case-law erudition and fair con- cession. His· submissions have helped us see the issues in perspec- tive and focus attention on fundamentals without being side-tracked ·by frills and frippery. · .A There has been much over-lapping inevitable in plural orality but the impressive array of ~rguments on a seemingly small point does credit to the expansive potential of the forensic cosmos but brings despair when we contemplate the utter chaos in court having regard to the total litigation crying for justice.
A new modus vivendi is as imperative as it is urgent if the kismet of the court system must sur- vive the challenge - 'to be or not to be'! A preliminary observation may be merited since much argument has been made on the duty of tihis court to uphold human r!ghts. Counsel for the petitioners, who now rightly toll the knell of prisoners' reformative freedom, have not shown us any criticism in the Press - or by any member or Party in Parliament or the Fourth Estate - outside, about this allegedly obnoxious provision repelling rules of remission and legislations for shortening sentences, the high tide of human rights notwithstanding. Judge Learned Hand's famous' warn- ing about liberty lying in the bosoms of the people comes to mind. Court coines last; where is the first? Issues of liberty are healthy politics and those sincerely committed to human rights must come to the support of poor prisoners who have no votes nor voice and may perhap& be neglected by human rights It is a little strange that when no vocalists with electoral appetites. dissent is raised in Press or Parliament and a legislation has gone through with ease there should be omnibus demand in court as a last refuge for release of prisoners detained under a permanent legisla tion, forgetting the functi:onal limitations of judicial power~ Nevertheless, we will cover the entire spectrum of submissions including those based upon fundamental freedoms because courts cannot abdicate constitutional obligations even if Parliament be pachydermic and politi:cians indifferent.
(With great respect, ordi Indeed, we must go further, on account of our narily they are not.) accountability to the Constitution and the country and clarify that where constitutional liberties are imperilled judges cannot be non aligned. But we must remind counsel that where counterfeit constrtu tional claims are pressed with forensic fervour courts do not readily. oblige by consenting to be stampeded. Justice is made of sterner ~tuff, though its core is like 'the gentle rain from heaven' being interiaced with mercy. We may now proceed to deal with the principal argu ments and logically we must dispose of the question of legislative B c D E F G H .·~ .. 121'4 SUPREME COURT REPORTS [1981] 1 S.C.R. A competency of Parliament to enact a ~inimum period of detention in prison. , We may safely assume that, but for the bar of s. 433A, the in all rules of remission and short-sentencing probability, result in orde:rs of release by Gov~rnment of the thousands of petitioners before us.
Thus, it is of central importance to decide whether Parliament has no legislative competence to enact the im pugned provision. legislation would, We dismiss the contention of competency as of little substance. It is trite law that the Lists in the Seventh Schedule broadly d©lineate the rubrics of legislation and must be interpreted liberally. Arti cle 246(2) gives power to Parliament to make laws with respect any of the matters enumerated in List III. Entries 1 and 2 List III (especially Entry 2) are abundantly comprehensive to cover legislation such as is contained in s. 433A, which merely enacts a rider, as it were, to ss. 432 and 433(a). We cannot read into rt a legislation on the topic of 'prisons and prisoners'. On the other hand, it sets a lower limit to the execution of the punishment provided by the Penal Code and is appropriately placed in the Chapter on Execu tion and Sentences in the Procedure Code.
Once we accept irrefutable position that the execution, remission and commutation of sentences primarily fa\l, as in the earlier Code (Criminal Procedure Code, 1898), within the present Procedure Code (Chapter XXXII), we may rightly assign s. 433A to entry 2 m List III as a cognate provision integral to remission and commutation, as it sets limits to the power conferred by the preceding two sections. This limited prescription as a proviso to the earlier prescription relates to execu tion of sentence, not conditions in prison or regulation of prisoner's life. The distinction between prisons and prisoners· on the one hand and sentences and their execution, remission and commutation on the other, is fine but real. To bastardize s. 433A as outside the legitimacy of Entry 2 in List III is to breach all canons of constitutional inter pretation of legislative Lists. Parliament has competency. Let us assume for a moment that the laws of remission and In that event short-sentencing are enacted under Entry 4 of List II. the States' competency to enact cannot be challenged.
After all, even in prison-prisoner legislation, there may be beneficient provisions to promote the habilitatrve potential and reduce warder-prisoner fric tion by stick-cum-carrot strategies. , Offer of remission paroles, super vised releases, opportunities for self-improvement by family contacts, time in community work centres and even meditational centres, can properly belong to prison legislation. Rewards by remissions, like punishments by privations are permissible under Entry 4 of List II. B c D E F G H MARU RAM v. UNION OF INDIA (Krishna Iyer, J.) 1215 r· reformatory destination, Indeed, progressive rehabilitatory prison laws which have a dynamic including correctional orientation and meaningful intermissions and humane remissions is on the Indian agenda of unfulfilled legislations. Apart from these futurological measures, we have here an existing Central Law, viz. the Prisons Act, 1894 which in s.
59(27) expressly sanctions rules for premature release. Even so, the power of the State is subject to Art. 246(1) and (2) and so parliamentary legislation prevails over State legislation. Moreover, Art. 254 resolves the conflict in favour of parliamentary If a State intends to legislate under Entry 2 of List Ill legislation. ')...__ such law can prevail in that State as· against a parliamentary legisla . tion only if presidential assent has been obtained in terms of Art. 254 In the present case there is hardly any doubt that s. 433A must hold its sway over any State legislatron even regarding 'prisons and prisoners' if its provisions are repugnant to the Central Law. We may read the Remission Schemes not as upsetting sentences but as merely providing rewards and remissions for imprison good conduct remissions, and the like. as such cannot help as GodfJe has laid down. If the sentence is for a fixed term, remissions may help but Sec.
433A does not come in the way. Thus, no incompatibility between Sec. 433A and remission provisions exists. sentence i:s life imprisonment ... (2). If the This indubitable constitutional position drove counsel· to refuge in the limited nature of the non obstante clause in s. 433A and the savings provision in s. 5 of the Procedure Code itself. The contentio.n was that s·. 433A allowed free play for the rules of remis- sion and short-sentencing legislation. The narrow scope of It excluded the non obstante clause was the basis of this argument. ->--· operation of s. 432 only and thereby implicitly sanctioned the opera tional survival of Remission Rules made by the various States. This argument hardly appeals to reason because it fails to square with the command of the substantive text and virtually stultifies the i:mpera- tive part of the Section. - In the province of interpretation, industry and dexterity of counsel can support any. meaning, what with lexical plurality, case- law prodigality and profusion of canons to support any posi:tion.
We had better base ourselves on the plain purpose and obvious sense of the statute which is a sure semantic. navigatory before turning to erudite alternatives. Oliver Wendel Holmes has wisely said : "It is sometimes more i:mportant to emphasize the obvious than to elucidate three-fold the obscure. " Another sage counsel is Frankfurter's . advice :(1 ) : ~ (!) H. Friendly, Bonchmarks 202_ (1967). -+· A ·c D E F G H 1216 SUPREME COURT REPORTS [1981] 1 S.C.R. A (1) Read the statute; (2) read the statute; ('3) read the statute ! B c D E F G H If we read s. 433A and emphasise the obvious, it easily discloses the dividing line between sense and non-sense. The fasciculus of clauses (ss. 432, 433 and 433A), read as a package, makes it clear that while the Code does confer wide powers of remission and com mutation of sentences it emphatically intends to carve out an extreme category from the broad generosity of such executive power.
The _ -~ non obstante clause, in terms, excludes s. 432 and the whole mandate subjects the operation of of the rest of the Section necessarily s. 433(a) to a serious restriction. This embargo directs that com mutation in such cases shall not reduce the actual duration of imprisonment below 14 years. Whether that Section suffers from any fatal consti~utional infirmity is another matter but it does declare emphatically an imperative intent to keep imprisoned for at least 14 years those who fall wrthin the sinister categories spelt out in operative part of s. 433A. The argument is that the non obstante the common clause covers only s. 432 and significantly omits phraseology 'or any other law in force' and, therefore, all other provisions of law which reduce or remit the length of the incarcera- tion prevail over s. 433A. In particular, the Prison Rules and local short-sentencing laws will diminish the length of prison tenancy of all the lifers, despite the command of s.
433A. Why? Because the non obstante clause is limited in nature and excludes only s. 432. The Prisons Act, 1894, is 'existing Jaw' saved by Art. 366(10) and Art. 372(1). Section 59 of that Act vests rule-making power in States. Specifically s. 59 ( 5) refers to rules regulating "the award of marks and the shortening of sentences". Clearly, therefore, the States have the power to make rules on Remrssion Systems and many States have, for long, made and worked such· rules. They are intra vires, since even new legislations on remissions and rewards are good under Entry 4 of List II. These vintage schemes do not vanish with the enactment of the Constitution but suffer a partial eclipse if they conflict wrth and become repugnant to. a Central law like the Proce- dure Code. If s. 433A, by sheer repugnancy, forces a permanent holiday on the prison remission laws of the States vis a vis certain classes of 'lifers', the former must prevail in situations of irreconcil ability.
Assuming that Rules under the Prisons Act are valid and cannot be dismissed as State law, a harmonious reading of s. 433A and the Prison Rules must be the way out. Otherwise, the later law must prevail or implied repeal may be inferred. We may not be MARU RAM v. UNION OF INDIA (Krishna Iyer, !.) compelled to explore these ramifications here since the Remission Rules can peacefully co-exi'St with s~ 433A once we grasp the ratio in Godse's case( 1 ) and Rabha's case( 2 ). 1217 A We cannot agree with counsel that the non obstante provision impliedly sustains. It is elementary that a non obstante tail should not wag a statutory dog (see for similar idea, "The Interpretation and Application of Statutes by Reed Dickerson, p. 10). Thi& court has held, way back in 1952 in Aswini Kumar Ghose( 3 ) that a non obstante clause cannot whittle down the wide import of the principal part. ·).._ ~ !he enacting part is clear the non obstante clause cannot cut down. its scope. · The learned Solicitor General reinforced the conclusion by point ing out that the whole exercise of s.
433A, as the notes on clauses revealed, was aimed at excluding the impact of Prison Remissions which led to unduly early release of graver 'lifers'. Parliament knew the 'vice', had before it the State Remission Systems and· sought to nullify t'heir effect in a certain class of cases by use of mandatory language. To read down s. 433A to give overriding effect to Remission RIJles of the State would render the purposeful exercise a If 'Laws suffer from the disease of Language',(4) ludicrous futility. courts must cure the patient, not kill him. We have no hesitation to 'notwithstanding' in s. 433A, the hold that notwithstanding the Remission Rules and like provisions stand excluded so far as 'lifers' punished for capital offences , are concerned. The learned Solicitor General explained why the draftsman was content with mentioning only s. 432 in the non obstante clause. The scheme of s. 432, read with the court's pronouncement in Godse's , · )._ case (supra), furnishes the clue.
We will briefly indicate the argu- . ment and later expatiate on the implications of Godse's case (supra) as it has an important bearing on our decision. Sentencing is a judicial function but the sentence, after the _courts pronouncement, is ordinarily a matter for the Executive under the Procedure Code, going by Entry 2 in List III of the Seventh Schedule. Keeping aside the constitutional powers under Arts. 72 and 161 which are 'untouchable' and 'unapproachable' eirecution of (I) [1961] 3 SCR 440 Gopal Vinayak Godse v. State of Maharashtra & Ors. (2) [1961] 2 SCR 133 Saratchandra Rabha & Ors. v. Khaqendranath Nath & Ors. (3) Aswini Kumar Ghosh and Anr. v. Arabinda Bose & Anr., [1953] SCR I. (4) Reed Dickerson, The Interpretation and ·Application of Statutes P. 13. B c D E F G 1218 SUPREME COURT REPORTS [1981] 1 S.C.R. A B D E F G H for any legislature, let us examine the law of sentencing, remission and release.
Once a sentence has been imposed, the only way to terminate it before t'he stipulated term is by action under ss. 432/ 433 or Arts. 72/161. And if the latter power under the Constitution is not invoked, the only source of salvation is the play of power under ss. 432 and 433(a) so far as a 'lifer' is concerned. No release by reduction or remission of sentence is possible under the corpus juris as it stands, in ariy other way. The iegislative power of the State under Entry 4 of List II, even if it be stretched to snaping point, can deal only with Prisons and Prisoners, never with truncation of judicial sentences. Remissions by way of reward or otherwise cannot cut down the sentence as such and cannot, let it be unmistakably under &tood, grant final exit passport for the prisoner except by Govern ment action under s. 432(1). The topic of Prisons and Prisoners does not cover rekase by way of reduction of the sentence itself.
That belongs to Criminal Procedure in Entry 2 of List.III although when the sentence is for a fixed term and remission plus the period undergone equal that term the prisoner may win his freedom. Any amount of remission to result in manumission requires action under s. 432(1), read with the Remission Rules. That is why Parliament, tracing the single source of remission of sentence to s. 432, blocked it by the non-obstante clause. No remission, however long, can set the prisoner free at the instance of the State, before the judicial sentence has run out, save by action under the constitutional power or under s. 432. So read, the inference is inevitable, even if the contrary argument be ingenious, that s. 433A achieves what it wants - 'lifers' before a certain period, by blocking s. 432. Arts. 72 and 161 are, of course, exclud ed from this discussion as' being beyond any legislative power curb or confine. arrest the release of certain classes of We are loathe, to loading this judgment with citations but limit it to two leading authorities in this part of the case.
Two Junda mental principles in sentencing jurisprudence have to be grasped in the context of the Indian corpus juris. The first is that sentencing is a judicial function and whatever may be done in the matter of execut ing that sentence i11 the shape of remitting, commuting or otherwise abbreviating, the Executive cannot alter the In Rablw's case(1), a Constitution Bench of this Court illumined this branch of law. What is the jural consequence of a remission of sentence? sentence itself. (1) [1961] 2 SCR 133 at 137-138. MARU RAM v. UNION OF INDIA (Krishna Iyer, J.) 1219 In the first place, an order of remission does not wipe out the offence; it also does not wipe out the conviction. All that it does is to have an effect on the execution of the sentence;. though ordinarily a convicted person would have to serve out the full sentence imposed by a court, he need not do so with respect to that part of the sentence which has beeii ordered to be remitted.
An order of remission thus does not in any way interfere with the order of the collrt; it affects only the execution frees the convicted of the sentence passed by the court and person from his liability to undergo the full term of imprison ment inflicted by the court, though the order of conviction and sentence passed by the court still stands as it was. The power·· to grant remission is executive power and cannot have the effect which the order of an appellate or revisional court would have of reducing the sentence passed by the trial court and substituting in its place the reduced sentence adjudged by the appellate or revrsional court. This distinction is well brought out in · the passage from Weater's "Constitutional Law" on the following effect of reprieves and pardons vis a vis the judgment passed by the court imposing punishment, at p. 176, para 134 : - 0 "A reprieve is a temporary suspension of the punishment fixed by law.
A pardon is the remission of such punishment. Both are the exercise of executive func tions and should be distinguished from the exercise of 'The judicial power judicial power over sentences. readily and .the executive power over sentences are 'To distinguishable', observed render a judgment is a judicial function. To carry the judgment into effect is an executive function. To cut short a sentence by an act of clemency is an exer cise of executive power which abridges .the enforce ment of t'he judgment but does not al'ter it qua judgment. " Justice Sutherland, Though, therefore, the effect of an order of remission is to wipe out that pact of the sentence of imprisonment which has not been served out and thus in practice to reduce the sentence to the period already undergone, in law the order of remission merely means that the rest of the sentence need not be undergon~, leaving the order of conviction by the court and the . sentence passed by' it untouched.
The relevance of this juristic distinction is that remission cannot detract from the quantum or quality of sentence 9I its direct and A B c D E F G H 1220 SUPREME COURT REPORTS [1981] 1, S.C.R. A B c D E F G H side-effects except to the extent of entitling the prisoner to pr-emature freedom if the deduction following upon arithmetic effect: remission has ;, Ordinarily, where a sentence is for a definite team, the calculus of remissions may benefit the prisoner to instant release at that point where the subtraction results in zero. Here, we are concerned with life imprisonment and so we come upon another concept bearing on the nature of . the sentence which has been highlighted in Godse's case,( 1 ) Where the sentence is indeterminate and of uncertain dura tion, the result of subtraction from an uncertain quantity is still an uncertain quantity and release of the prisoner cannot follow except oo some fiction of quantification of a sentence of uncertain duration.
Godse was sentenc:ed to imprisonment for life. He had earned considerable remissions which would have rendered him eligible for release bad life sentence been equated with 20 years ol' imprisonment a la s. 55 l.P.C. On the basis of a rule which did make that equa tion, Godse sought his release through a writ petition under Art. 32 of the Constitution. -He was rebuffed by this Court. A Constitution Bench, speaking through Subba Rao, J., took the view that a sentence of imprisonment for life was nothing less and nothing else than an hnprisonment which lasted till the last breath. Since death was un certain, deduction by way of remission did not yield any tangible date for release and so the prayer of Godse was refused. The nature of a life sentence is incarceration until death, judicial sentence of imprisonment for life cannot be in jeopardy merely biecause of long accumulation of remissions. Releasl:'. would follow only upon an order under s.
401 of the Criminal Procedure Code, 1898 (corres ponding to s. 432 of the 1973 Code) by the appropriate Government or on a clemency order in exercise of power under Arts. 72 or 161 is authority for the proposition of the Constitution. Godse (supra) that a sentence of imprisonment for life is one of "imprisonment for the whole of the remaining period of the convicted person's natural life". The legal position has been set out in the context of remissions in life sentence cases thus : ( 2 ) Unless the said sentence is commuted or remitted by appro Indian priate authority under the relevant provisions of the Penal Code or the Code of Criminal Procedure, a prisoner sentenced to life imprisonment is bound in law to serve the life term in prison. The rules framed under the Prisons Act enable ordinary, specfal and State such a prisoner to earn remissions - (I) [1961} 3 SCR 440. , (2) [1%1) 3 SCR 440 at p.
447. :MARU RAM :v. ;UNION roF:INDIA (Krishna Iyer, !.) H2'1 -'-- and the'.said ·remissions ·will :be :given credit !towards 'his term of ·imprisonment. :For •the ,purpose ·of working .out the remis :sions ,the .. sentence of ,transportation for :life is ordinarily equated with a .definite :period, .but it .is .only for that .particular purpose and ,not for any other purpose. As .the sentence.of transportation for life ,or its prison ,equivalent, the .life :imprisoruiient, is one of indefinite ·duration, ·the remissions .so earned do not in practice J1e1p such a convict as it is not possible to "predicate t.he 'timt of hrs death. That is why the rules provide for a procedure to enable ·the ·appropriate Government to Temit the .sentence under s . . 401 of •the Code of Criminal Procedure on a consideration of •the relev~t factors, ·including the period of remissions earned. The question of remission is exclusively within the province of the appropriate . Government; and in this case it is admitted that, 'though the appropriate . Government made certain remissions under ·s.
401 .of the Code of Criminal Procedure, it did not remit the entire sentence. We, therefore, hold that the petitioner has "-· not yet acquired any right to release. B c In Godse's case, Subha Rao, J., also .drew the conceptual lines 'Remission' limited :in of 'remission', 'sentence' and 'lifecsentence'. time, helps computation .but .does not ipso jure operate ,as .release .of ·foe prisoner. .But when .the $entence .awarded ·.by the judge :is for a fixed term the effect of remissions· may be to scale down :the term to be endured and reduce it to nil, while leaving the factilm and quan (supra). ,tum ot' ·the :sentence in tact. That is the ratio of Rabha •Here, again, jf the sentence is to run until life remissions, .quantified in time, .cannot reach a point of zero. This is the ratio of: Godse. The inevitable conclusion rs· that since ins. 433A we deal only with life ·sentences, remissions .lead nowhere and cannot entitle a .prisoner .to .release.
In this view, the Temission rules do not militate against s. 433A 'and the forensic fate of Godse released by the State) who had stock-piled huge remissions without acquiring ·a right to release, must overtake all the petitioners until 14 years of actual jail 'life is suffered and further an .order of release ~is •made either under s: 432 or Arts. 72/161 of the Constitution. (who was lasts, Thenext'submission 'urged to show thats. 433A: is bad is based on Art. 20(1) ·of <the ;Constitution. I~ is ·a ·rule of ·ancient English 1vintage that .ex .post iacto inflictia;n of heavier penalties that prevailed :at ,the :time .of commission .of the offence :is obnoxious. It is incar ,nated .as ·:Art. 20(1) in our Constitution. The short question· .whether ,the inflexible insistence on 14 ·years as a minimum term for .release .retroactively :enlarges the punishment. argument :addressed .to. reach 'the :same conclusion is· that if at the time Qf ·the !7-6 S. C. India/ND/81 'Another '.G IH 122!Z .SUPREME COURT REPORTS [1981] 1 S.C.R A B c D :E 'F comni..lssion of the offence a certain berugn scheme of · reIIl1Ss1onsi ruled, the penalty to which he would then have been subjected was not the punishment stated in the Penal Code but that sentence reduced or softened by the Remission Scheme or ·short-sentencing provision.
On this basis, the lifers· would ordinarily have been released well before 14 years which is t)le harsh but mandatory minimum prescrib ed by s. 433A. This indirectly casts a heavier punishment governed the crime when it was committed. sentence of i> Neither argument has force. The first one fails because s. 302 I.P.C. (or other like offence) fixes the sentence to be life imprison ment. 14 Years' duration is never heavier than life term. The second submission fails because a remission, in the case of' imprisonment, ripens into a reduction of the entire balance only whim a final release order is made. Gods~ (supra) is too emphatic and unminc!ng to admit' of a different conclusion. The ib.aunting distance of death which is the terminus ad quern of life . imprisonment makes deduction based on remission indefinite enough not to fix the elate with certitude. Thus, even if remissions given full faith and credit, the date of release may not come to pass1 unless all the unexpired, uncertain balance is remitted by ,a Govern ment order under s.
432. If this is not done, the prisoner will con tinue in custody. We assume here that the constitutional power is kept sheathed. Let us assume for the sake of argument that remissions have In Murphy v. Commonwealth, 172 been earned by the prisoner. Mass. 264, referred to by Cooley and cited ·before us (infra), it has been held that earned remissions may not be taken away by subse quent legislation. Maybe, direct effect of such a privative measure may well cast a heavier penalty. We need not investigate this posi tion here. A possible confusion creeps into this discussion by equating life imprisonment with 20 years imprisonment. Reliance is placed this purpose on s. 55 IPC and on definitions in variqus Remission Schemes. All that we need say, as clearly pointed out in Godse, is that these equivalents are meant for the limited objective of computa~ tion to help the State exercise its wide powers of total remissions. · Even if the remissions earned have totalled upto 20 years, still the . State Government may or may not release the prisoner and until such a release order remitting the remaining part of the life sentence . is passed, the prisoners cannot claim his liberty.
The reason is that · . life sentence is nothing less than life-long imprisonment. Moreover, life term. And. remission . the penalty then and now· is the' same - G H MARU RAM v. UNION OF INDIA (Krishna Iyer, J.) vests no right to release when the sentence is life imprisonment. No ~eater punishment is inflicted by s. 433A than the law annexed <>riginally to the crime. Nor is any vested right to remission cancelled by compulsory 14 years jail life once we realise the truism that a life sentence is a sentence for a whole life .. see Sambha Ji Krishan Ji v . . State of Maharashtra; AIR 1974 SC 147 and State of Madhya Pra . desh v. Ratan Singh & Ors. [1976] Supp. SCR 552. Maybe, a difference may exist in cases of fixed term sentences . .Cooley lends support :(1 ) Privilege existing at time of commission of offence (e.g. privilege of earning a shortening of sentence by good behaviour) cannot be taken away by subsequent statute. _The next submission, pressed by Shri Kakkar with great plausi ;bility, is that s. 5 of the Procedure Code saves all remissions, short sentencing schemes as special and local laws and, therefore, they must .prevail over the Code including s. 433A. Section 5 runs thus':
5. Nothing ~ontained in this Code shall, in the absence of a specific provision to the contrary, affect any special or local law for the trme being in force, or any special jurisdiction or power conferred, or any special form of procedure prescribed, by any other law for the time being in force. savings section is The anatomy of there are three components' to be simple, yet subtle. separated. Broadly speaking, Firstly, t!he Procedure Code generally governs matters covered by it. Secondly, if a special or local law exists covering the same area, this latter law will be saved and will prevail. The short-sentencing measures and remission schemes promulgated by the various States are special and local laws and must over-ride. Now comes the third If ther~ is a specific provision component which may ,be clinching. to the contrary, then that will over-ride the special or local law. Is s. 433A a specific law contra?
If so, that will be the last word and will hold even against the special or local law. Three rulings were cited by the learned Solicitor General in AIR make out that s. 433A is a specific law. A Bombay case 1941 Born. 146(2 ), he frankly stated, takes a contrary but scrappy view. The Judicial Committee in Pakala Narayana Swamy v. The 'King Emperor( 3 ) inconclusively considered what is a specific Jaw, fo a similar setting. Two later cases of Lahore [a full bench of five (1) Cooley's Constitutional Limitations, Vol. I, 8th Edn. p. 544. (2) Biram Sardar & Ors. v. 'Emperor, AIR 1941 Born. 146. {3) 1939 IA 66. ; ~ : 1223 A B c D E F G H SUPREME COURT 'REPOR'l'S {1981] 1 S.C.R~ 'jil'dgese''] !'an'o 10£ Allah'ablid '[a ·bench of three :judges( 2 )] discussed 'alinost an 'identfoal Hi's\.Je and held that some provisions of the Proce- 1dii!e;Cciae '-were '·spedfic 'sections to :the· contrary and would repeal· any ''Special 'law on the subjeet.
Section 1(2) of the Criminal Procedure Code, 1898, is the ·pre vious incarnation cf s. 5 of the Present Code and contains virtually the same phraseology. The expression 'specific provision to the con trary' 'in the Code of 1898 'was cc:insfdefod in the two ·Full Bench Decisions (supra). The setting in which the issue 'was raised \Vas precisely similar and the ·meaning of 'specific provision to the con •trary' was ·considered :by Young, C.J. in the Lahore case where the learned Judge observed : ( 3 ) 'The ·word 'specillc' is defined in Murray's Oxford Dictionary · as 'precise or exact in respect of fulfilment, conditions or terms; definite,· explicit'. In a similar situation, the same words fell for decision in the Allah'abad case where Braund, J., drscussed the me:aning·of 'specific lprovision' in 'greater detail and observed : ( 4 ) I think first, ·1 ·have, I confess, enter.tained soine doubt as to what exactly the words 'specific provisians' mean. that they must denou~ something different from the words 'express provi sion'.
For a provision of a statute to be an 'express' provision affectmg another statute or part of it, it· would have, I think, to refer in so many words to the other statute or to the relevant portion of it and also to the effect intended to be produced c:iil ·it. Failing this, it could hardly be aid to be 'express' .... But the word 'specific' denotes, to my mind, something less exacting ~ than the word 'express'. It means, I think, . a provisi.cin whrch 'specifies' that some 'special law' is to be 'affected' by that parti- cular provision. A dictionary meaning of the very ·'to specify' . as given 'in Murray's New English Dictronary, is 'to mention, speak of or name (something) definirely or explicitly; to set down ' or state categorically or particularly .... ' and a meaning of the adjective 'specific' 'in the same dictionary 'precise ..... . definite, explicit ...... ' exactly named· or: indicated or capable ·of being so, precise, particular.' What the words 'specific provisron' really mean therefore is that the particular I think ~ 'r (1) Hakim Khuda Yar v.
Emperor, AIR 1940 Lah. 129. (2) Baldeo & Ors. v.· Emperor, AIR 1940' All; 263. (3) A~R 1940 Lah. 129 at p. 133. (4) AIR 1940 All. 263 at 269. I" B -c F G 'fl MARU RAM v. UNION OF INDIA (Krishna Iyer, J.) .12.2 5 • ... provision of th, Criminal Procedure Code must, in order to 'affect' the 'sp<:. :ii. ..... law,' clearly indicate, in itSelf and not merely by implication to be drawn from the statute. generally, that the 'special law' in question is to be affected without neces- · sarily referring to that 'special law' or the effect on it intended to be produced in express terms. Lord Hatherley m (1893) 3 AC 933 at 938 has defined the. word 'specific' in common parlance of language as meaning 'distinct from general' .•... 'It would, no doubt, be possible to multiply illustrations of analogous uses of the words 'specify' and 'specific'. But this is I think sufficient to show that, while requiring something less than what is 'ex press', they nevertheless require something which is plain cer tain and int~lligible and not merely . a matter of inference or implication to be drawn from the statute generally.
That, to· my mind, is what is meant by the word 'specific' · in s. 1 (2), Criminal P.C. . interp_reted fa an English case(') Buckley J., · has the Word 'specific' to inean explicit and definable. While Indian usage of English words often loses· the . Atlantic flavour and Indian Judge~ owe their fidelity to Indian meaning of foreign words and phrases, here East and West meet and 'specific' is specific enough to avoid being vague and general. Fowler regards this word related to the central notion of species as distinguished from genus and says that it is 'often resorted to by those who have n0 clear idea of their meaning but hold it to. difluse an air of educated precision'. (2 ) Stroud(') says 'specifically ..• ' means· 'as such'. Black(') gives among other things, the following meaning for 'specific': definite, explicit ; of an· exact or particular nature. . . particular ; precise. While legalese and English are some times ~nemies we have to go by. judicialese which is the draftsman's lexical guide. ipse dixit, 'y-~- The contrary ,·iew in the Bombay case(•) is more ass~rtive than explanatory, and even if judicial, do not validate themselves.
We are inclined to airee with .the· opinion expressed in the Lahore and Allahabad cases (supFa). A thing: is specific if. If need not be express. The anti-thesis is between it is explicit. 'specific' and 'indefinite' or 'omnibus' and between 'implied' and 'express'. What is precise, exact. definite and explicit, is specific; (l) Re Net Book Agreement. 1957 [1962] 3 All E.R. QBD 751. (2) Fowle~s Modem English Usage, 2nd Edn., p. 514. (3) Stroud's Judicial Dictionary, Vol. 4, Jrd Eda. p. 2836. (4) Black"s Law Dictionary, 4th Edn. p. 1571. (5) AIR 1941 Bom. 146. . -... . - . . . . A. c n: E F G- H ;>(
122.6 SUPREME COURT REPORTS (1981] 1 S.C.R. From Sometimes, what is specific may also be special but yet they are distinct in semantics. angle, the Criminal Procedure Code is a .general Code. The remission rules are special laws but s. 433A is a specific, explict, definite provisions dealing with a particular situation or narrow class of cases, as distinguished from the general run of cases covered by s. 432 Cr. P. C. Section 433A picks out of a mass of imprisofilnent cases a specific class of life to a particularised imprisonment cases and subjects in preference to any treatment. special or local law because s. 5 expressly declares 1hat specific provi sions, if any, to the contrary will prevail over any special or local to make the point fhat 'specific' is law. We have said enough specific enough and even though 'special' to 'specifi<:' is near allied and 'thin partition do their bounds divide' the two are ·different.
Section 433A escapes the exclusion of s. 5. It follows that s. 433A applies it explicity is anathema for Art. 14. Secondly, The stage is now set for considering the contention that S. 433A violates Art. 14 for two reasons. It arbitrarily ignores the unequal; yet vital, variations of cdmes and criminals so relevant to punishment in our age of penological enlightenment and subjects them equally to a terrible term of 14 years in jail as a mandatory minimum. Treating the Section unequals equally inflicts, with anti-reformative inhumanity and Procrustean cruelty, a prolonged minimum of 14 years' servitude on every life arbitrarily dis regarding the audit report on progressive healing registered by some as against others. The capricious insistence on continued d1<tention of a prisoner long after he has been fully resocialised is a penological overkill, purposeless torture and constitutional blunder. These !wo inter-twined arguments cannot be appreciated without investigat ing the rational penal policy of our system and the brutal impertinence of rigorous incarceration beyond the point of habilitation, what with Mahatma Gandhi's therapeutic approach to criminals and Maneka Gandhi's (1) acc:ent on fairness in privative processes where personal liberty is involved.
B c D E F G The larger issues of sentencing legitimacy and constitutionality in. the past and throws us well have been examined by this court into a different level of criminal justice. Of course, finer proposi~ tions need a sublime perception jor fuller appreciation as the learned Judges of this Court have invariably shown. Here, the proposition is - Mr. Tarkunde and Mr. Garg, et a!, have pressed this to excess sentence is hospital setting and -the primary purpose of prison (I) Maneka Gandhi v. Union of India, [1978] I SCC 248. MARU RAM v. UNION OF INDIA (Krishna Iyer, !.) 1221 psychic healing, not traumatic suffermg, · curative course, not retribu tive force, presented these days as a sophisticatcll variant called submission excludes other punitive public denunciation. This through example or prolonged pain objectives such ·as deterrence and retribution through condign infliction. A penological screening is fundamental t.o sentencing jurisprudence but, for our present. pursuit, the only relevant point is whether· rehabilitation is such a high· component of punishment as to render arbitrary, irrational and therefore, unconstitutional, any 'punitive technique which slurs over prisoner reformation.
We feel that correctional strategy is integral to social defence which is the final justification for punish ment of the criminal. And since personal injury can never psychi- · cally heal, it is obdurate obscurantism for any ·legislative crimino logists to reject the potential for prisoner re-socialisation from the 1 ·calculus of reformative remission and timely' release. The compul sive span of 14 years in custody, whet'her the man within the 'lifer' has become an angel by turning a new page or remains a savage, thanks to jail regimen 'and jailor relations, sounds insensitive. Karuna, daya, prema and manavata, are concepts of spiritualised humanism implicit in our constitutional· preamble. Alienation of secularly our justice system from our cultural quintessence, thanks · to the hang-over of the colonial past, may be. the pathologi«al root of ,the brute penology which confuses between· cfime and 'criminal: Torturing the latter to terminate the former is not promotional of human dignity and fair legal process.
Be that as it may, this court in Sunil Batra, has observed: ( 1 ) • · remedies ..... e~pression and substituted self-resp~ct. and . self-realization the dehumanising The winds of change must blow into our careers and self creatively and 'wild-life' the jail armoury. A few prison · .te,c;hniques still current ·villains-they.exist-shall not make martyrs of the humane many; trust slowly begets trust. Sarvodaya and even from these few, and antyodaya have criminological dimensions which our social justice awareness must apprehend and actualize. ·I justify this ·, observation by referenc,e ·to the noble but. inchoate. experimept (or unnoticed epic) whereby Shri Jai Prakash Narain redemp .. ,.tively brought murderously dangerous dacoits of Chambal. Valley · .. into prison to . !urn a responsible. page in their life in and out ... of jail. The rehabilitative follow-up was, perhaps, a flop. D E F G * (1) Suni/ Batra v.
Delhi Administration, [1978] 4 SCC 494·at·.566·67. * ·* ·* * . H * 122& SUPREME COURT REPORTS ' '[1981] 1 S.C.R. Prison laws, now in bad shape,· need rehabilitation; prison staff, soaked in the Raj past, need reorientation; prison houses and practices, a hangover of the die-hard retributive ethos, need reconstruction; prisoners, these noiseless, voiceless human heaps or for, therapeutic technology, and prison justice, after long jurisprudential gestation, must now be re-born through judici;U. midwifery, if need be. (1) Again, We share the concern and anxiety of our learned brother Krishna Iyer, J. for reorientation of the outJook towards prison ers and the need to take early and effective steps for prison re forms. Jail Manuals are largely a hangover of th~ past, still retain ing anachronistic provisions like whipping and the ban on use of the Gandhi cap. Barbaric treatment of a prisoner from the point of view of his rehabilitation and acceptance and reten tion in the mainstream of social life, becomes counter-productive in the long run.
The Model Jail Manual, prepared by the Indian Prison echelons plus a leading criminologist, Dr. Panakkal, back in 1970,. has stated, right at the outset, in its Guiding Principles : Social reconstruction and rehabilitation as objectives of importance in a Welfare State~ punishment attain paramount The supreme aim of punishment shall be the protection of society, · through the: rehabilitation of the offender ..... Imprisonment and other measures which result in cutting off an offender from the outside world are afflictive by the very self-determination. fact of taking away from him the right ·Of Therefore . the prison system should not except as incidental to justifiable !:egregation or maintenance of discipline, aggravate the suffering inherent in such a situation. The institution should be a centre of correctional treat ment, where major emphasis shall be given on the re-education and reformation of the offender; The impacts of institutional environment and treatment shall aim at producing constructive changes in the offender, as would be having profound and lasting effects on his habits, attitudes, approaches aJ!d on his total value schemes· of life.
(1) Ibid 579-80. B D E F H MARU RAM y, UNION OF INDIA (Krishna Iyer, 1.) 1229 One of the; subjects dealt with in the Manual is 'release- planning'. We need not tarry long to tell the truth that every slimer has a future, _given the social chance, and every prisoner a- fi.ner chapter as a free the creative culturing of his psychic being. The person, given the annual measure of this process is not the mechanical turn of .calendar fourteen times over, but the man-making methodology of It follows the correctional campus, together with individual response. that' an inflexible 14 year term for lifers under s. 433A.eschews chances of human. change and puts all the penal eggs in tlhe linear cellulilr basket. May be, the failllre of prisons (this is the title of a recent book by a . competent criminologist) has not occurred to Parliament when it enacted s. 433A or the Gandhian gospel has, by 1978, lostits living: impact on the parliamentary majority in the field of prison reform.
We cannot speculate on these imponderables and must do our batting from_ within textual crease. . ' Surely arbitrary penal legislation will suffer a lethal blow. under. Art. 14. But the main point here is whether s. 433A harbours this extreme vice of arbitrariness or irrationality. We must remember that. Parliament as legislative instrumentality, with the representatives of· the people contrib'uting their wisdom to its decisions, has title to reaches far an: initial presumption of constitutionality. Unless one beyond unwisdom to absurdity, irrationality, colourability and like, the court must· keep its hands off: A Judicial journey to the penalogical beginning revea1s that social defence is the-objective. The triple purposes of sc:_ntencing are. retribu- tion, draped sometimes as a public denunciation, deterrence, another scary variant, with. a Pavlovian touch, and in our era. of human. rights, founded. on man'.s essential divinity and. ultimate rehabilitation, retrievability by raising the Jevel of consciousn~ss of the criminal and · society.
We may av9id, for the nonce, theories like 'society prepare~ the. crime, the criminal commits its;' or. that 'crime is the product of social excess' or ·that 'poverty is the mother of crime'. B E F Judical pronouncements are authentic guidance and so a · citations may serve our purpose. In Sobraj, this court observed·: G' -It is now well~settled, as a stream of rulings of courts proves; rehabilitation and specific and general that deterrence; both institutional considerations; Compassion• wherever· possible and cruelty only where inevitable, is the art of correctional confinement. When prison. policy advances such Hr a valid goal, the court will not intervene officiously. security are vital (I) Charles Sobraj v. Supdt. Central Jail, Tihar, [1978] 4 SCC 104 at 109. B C, D F 1230 A SUPREME COURT REPORTS . [1981] 1 S.C.R .. The overall attitude was incorporated as a standard by the · Justice· American National Advisory Commission on Crime, Standards and Goals : ( 1 ) In a series of decisions this court has held that, even though thaL the governn:iental purpose be legitimat_e and s.ubstantial, purpose cannot be pursued by means that broadly stifle funda mental personal liberties when the end can be more narrowly achieved.
The breadth of .Jegislative abridgment must be viewed, in the light of loss drastic means for achieving the same basic ·· purpose. Earlier, this court in Hiralal Mullick's case ( 2 ) stated : The dignity and divinity, the self-worth and creative poten- ·· tial of every individual is a higher value of the Indian people, .. Again, in Mahammud Giasuddin, a bench belighted in the penological · basics: (3 ) It is thus plain that crime is a pathological aberration, that· criminal can ordinarily be redeemed, that State has to rehabili tate rather than avenge, The sub-culture that leads to anti-social behaviour has to be countered not by undue cruelty but by re-culturisation. Therefore the focus of interest in penology is the individual, and the goal is salvaging him for society. The . infliction of harsh and savage punishment i~ thus .a relic of past and regressive times. The human to day views sentencing as a process of reshaping a person who has deteriorated into crimi- nality and the modern community has a primary stake in the rehabilitation of the offender as a means of social defence.
We, therefore, consider a therapeutic rather than an 'in terrorem' · -f outlook, should prevail in our cr(minal courts, since brutal in-· carceration of the person merely produces laceration of his mind_. In the words of George Bernard Shaw : 'if you are to punish a man retributively, you must injure him. him, you must improve him and, men are not improved by injuries'. If you are to reform : ...,.. We emphasise here that Remission Schemes offer healthy moti vation for better behaviour, inner improvement and development of social fibre. While eccentriciti:es of remission reducing a murderer's life term to short spells of 2 or 3 years in custody may scandalise penologists, such fear may not flabbergast any sociologist if by sheer H' (!) 'To Solve the Age-old Problem of Crime", Roger Lapphear, J.D. p. 19. · (2) Hiralal Mullick v. State of Bihar, [1977] 4 SCC 44' at 49 . . (3) Mohammad Giasuddin V; State of A.P. [1977] 3 SCC 287 at 290.
MARU RAM v. UNION OF INDIA (Krishna Iyer, J.) 1231 striving and correctional success, a good behaviour, educational prisoner , eai:ns remission enough for release after serving 7 or 8 years. ~. , It makes us blush_ to jettison Gandhiji and genuflect before Hammurabi abandon reformatory humanity and become· addicted to the 'eye for an eye' barbarity : Said Churchill : (1 ) B: ' The mood and temper of the public with regard to the treatment of crime and criminals is one of the most unfailing tests of the ·civilisation of any country. ~>-------- The mood and temper of our Constitution certify that arbitrary cruelty to the prisoner and negative attitude to reformation of the individual are obnoxious. Even the recent ruling in Bachan Single( 2 ) on the vires of death penalty upholds this high stance. · sentencing Basic to the submissions of counsel for the petitioners is the humane_ assumption that the object of is not deterrent torture simpliciter but mainly the rehabilitation of the prisoner.
Human dignity, emphasised in the Preamble, compassion, implicit in the prescription of fair procedure in Art. 21, and the irrationality of arbitrary incarceratory brutality vi:olative of Art. 14 invest the demand for a reformatory component in jail regimen with the status of a constitutional requirement. We need not pro.long the judgment by substantiation of this proposition because the learned Solicitor General, with .sweet reasonableness and due ·regard to the precedents of ilhis court, has not displtted that reform of the prisoner is one of the major purpose of punishment. ' The sequiter is irresistible. Any provision that wholly or sub stantially discards the relevancy of restoration of the man mired by criminality is irrational. How is s. 433A affected by this vice? The argument is that 14 years in prison is an inordinate spell which_ is reformation-in deed, the promotion of embittered hostility to society and hardening of brutality count, er-productive of hopeful humanization. torment but a negation of · not only an unrewarding F The argument pressed before us is that s.
433A does• injustice to the imperative of reformation of the prisoner. Had his in-prison good behaviour been rewarded by reasonable remissions linked to improved_ social responsibility, nurtured by familial contacts and liberal ':' :'(l)'Sentencing and Probation-Published by National College of the Stat¢ P Judiciary, Reno, Nevada, USA, p, 68. (2) Bachan Singh v. State of Punjab (1980] 2 SCC 684. BJ . SUPREME COURT REPORTS [1981] 1 S~C.R. parol, cultured by predictable, premature release, the purpose· of habili If law-s. 433A in this case-rudely, tation would have been served. refuses to consider the subsequent conduct of the prisoner and forces all convicts, good, bad and indifferent, to serve !! fixed and. arbitrary minim.um it is an angry flat untouched by the proven criteril), Qf re;-. form. Surely, an avant garde penologist or T.M. oriented jurist wou.kJ. regard enlightem:d sentencing as. abbreviated life behind bats coupled with rehabilitatory exposure i·nside and outside.
May be,. he may even criticise the draconian duration, blindly ru.oning beyond 14 y.ears, as penological illiteracy. Criminologists concentrate on the. activi sation of the creative intelligence of the culprit hy various procedures and by his release from jail at a cut-of!' point when the jural-neutral tests of mental-moral normalcy, otherwise called Rehabilitation Indices, are satisfied. To violate. these research results and to be addicted·: to a 14-year prison term is a penal superstition without any rational support and, therefore, is arbitrary. Why not 20 years? Or a whole life? No material. scientific cultural or other has been placed for our consumption by the State indicating that if a murderer does not spend jail he will be a social menace at least 14 endless years inside when released. Sadism and impressionism even if i! incarnates as legis lation, cannot meet the social science content of Arts.
14 and 21 which are part of the suprema lex. E While the light of this logic is not lost on us and the non-institu •. tional altemativ1:s to prison as the healing hope of humane habilita .. tion are worthy of· exploration, we are in the province of constitu..· tionality where the criteria are different. We have no doubt that reform of the prisoner, as a social defencl} strategy, is high on the agenda of Indian penal policy reform. The question is whether a 14-year term as a mandatory minimum, is SQ extremist and arbitrary as to become unconstitutional, even assuming the rehabilitatory recipe to be on our penologicaLphannacopea, Wr. cannot go that far as judges, whatever our personal dispositions may incline us were we legislators. -1··· c: Two broad grounds to negative this extreme position 5trike us, Deterrence, as one' valid punitive component has been a.ccepted in (see Desai J. supra). So, a, Sunil Batra( 1 ) by a five-judge bench measure of minimum incarceration of 14 years for the gravest cla.
Ss of crimes like murder cannot be considered shocking, having . regard to the escalation of norrendous crime in the country and the 1.1act that 'the this court has upheld even death penalty Oi.mited thougb to. (I) Sunil Bam1 v. Delhi Administration J19,78] 4 .SC,:.C 494· at S79, ·• (', . MARU RAM v. UNION OF. INDIA (Krishna Iyer, 1.)
1233. ;>- rarest ·of rare cases'('). The time has not, perhaps, arriled to ex . elude deterrence and ,c.-en public denunciation itltogether. Secondly, even for correctional therapy, a long 'hospitalisation' in prison may !!Omctir:ies be needed. To change a man's mind distorted by many baleful events, many primitive pressures, many evil companies and many environmental pollutions, may ·not be an instant magic but a slow process-assuming that correctional strategies are awarely avail able in prisons, 'a consummation devoutly to be wished' but notori ously, rather victoriously, absent. We agree that many studies by criminologists, high-powered commissions and court pronouncements have brought home the truth '!lf the lie; once a murderer always a murderer and, ther; fore, early release will spell a hell of manslaughter. Social ~dentists must accept Robert Ingersoll's tart remark : "In the hist:ory of the world, the man who is ahead has always been called a heretic".
We, as Judges, hav~ no power to legislate but only to invigilate. In the current state of things and ethos of society we have to content ourselves wi!h th·~ thought that, personal . opinions apart, a very long term in prison. for a murderer cannot be castigated as so outrageous as to be utterly arbitrary ·and violative of rational classification between lifers and lifers and as so blatantly barbarous as to be irrational .enough to be struck down as .ultra vires,, Even the submission that no penal alibi justifies a prisoner being kept walled off from the good earth if, by his conduct, attainments and proven normalisation, he has become fit to be. a free citizen, cannot spell unconstitutionality. And the uniform infliction of a 14-year minimum on the transformed and the unkept is an unkind disregard for redemption inside prison. Even so, to overcome the constitutional hurdle much inore. material, research results and specialist reports, arc needed.
How to assert who has become wholly habilitated and who not, unless you rely on the Reha- 'y-bilitation Index ?( 2 ) Currently, we have theories, and experiments awaiting social scientists' certificates of "certitude. • • For ins:ancc, deep relaxation recipes and meditational techniques, researched with scientific tools, well-known and sophisticated experi ments, neurological and psychological, claim .to have achieved a break through and has pnt across to the scientific world a Rehabilitation Index. This complex of 1ests, reference to which, culled from a publication titled "Criminology and Consciousness, Series I," ( deve loped by the Maharshi European Research University according . (I) Bachan Singh v. State of Punjab [1980! 2 SCC 684 . (2) .. Freedom Behind Bars0 -Criminology and Consciousness, Serles I 1979, lt-fa.harild European Research University Press publicatioli P. 73. · °' ' :c: .F G 11 J234 SUPREME 'coURT REPORTS [1981] 1 S.C.R. A c u E :G IH scientifically established standard measures of sucr, essful rehabilita to be t1aken cognisance of in some tion), as credentials enough Indian Prisons.
There are sceptics and scepticism is good because it 'is the chastity of' the intellect'. But to dogmatic disbelievers one may .only say with John Dewey : "Every great advance iJ?- science has issued from a new audacity of imagination". But court\;, when assay ing constitutionality, have to wait till the Establishment accepts in some measure. So, we are not now in a position to assert, as Court, that at least a 14-year term for a murderer is arbitrary, un usually cruel and unconstitutional. We hold against violation of Art. 14. Another argument based on Art. 14 may also be briefly dealt with, although we are not carried away by it. In terms, S. 433A applies only 1to two classes of life-imprisonment. The true content of the provision is that in the two specific categories specified in s. :433A the prisoner shall actually suffer the minimum jail tenure set in it. There are: around forty-one other offences, inc:luding attempt to murder, homicide not amounting to murder, grievous hurt, . dacoity and breach of trust, where life sentence is the maximum.
But the framers of 1the Penal Code have classified maximum sentences prin~i pally on the basis of gravity of the crime. By that token, where a terrible crime has been committed the Penal Code has . prescribed death penalty as 1the maximum. The attack on its constitutionality has recently been repulsed by this Court. ( 1 ) The main mass of cases where life imprisonment is actually inflicted by the courts belongs to · ·the "either or" category where the court has the responsible discre tion to impose death penalty or life imprisonment and actually awards only life imprisonment. Even in cases where the court sentences a s. convict to deatl1 the appropriate Government often by virtue of 433 (a) reduces the lethal rigour to life term. These classes of cases are categorised separately by s. 433A. When the crime is so serious as to invite death penalty as a possible sentence, Parliament, in wisdom, takes the view that ameliorative judicial award or statutory commutation by the executive should not devalue the sterness of the sentence to be equated with the life sentence awarded for the obvi ously less serious clauses of offences where the law itself has fixed a maximum of only life imprisonment, not death penalty as a harsher alternative.
The logic is lucid although its wisdom, in the light of penological thought, is open to doubt. We have earlier stated the parameters of judicial restraint and, as at present advised, we are not Sa!tisfied that the classification is based on an irrational differentia unrelated to the punitive end of social defence. Suffice it to say here, the classification, if due respect to Parliament's choice is given, O) [19201 2 sec ·684. '. MARU RAM v. ~ION OF-INDIA (Krishna Iyer, J.) the lethal . cannot be castigated as a capricious enough to attract .,consequence of Art. 13 read with Art. 14. Law and Life deal in .relatives, not absolutes. No material, apart from humane hunches, has been placed by counsel whose focus has been legal, no~ social .'Seience-oriented, to show that prolonged jail life reaches a point of .. no return and is unreasonable. On the materials now before us, we -do not strike down s. 433A on the score of capricious, classification . .. Some day, when human sciences have advanced far beyond and non institutional alternatives have fully developed, parliamentary faith in the fourteen-year therapy may well change or be challenged as unscien ·:tific credulity and superstitious cruelty.
But that is a far-away day , and futurology is not a forensic speciality. The womb of tomorrow .may hold, like Krishna to Kamsa, lethal omen to the faith of to-day. ;we rest content with Bertrand Russel's words of scepticism. (1 ) The essebce of the Liberal outlook lies not in what opinions are ,held, but in how -they are held : instead of being held dogma tically they are held tentatively,· and with a consciousness that new evidence may at any moment lead ~o their abandonment. This is the way opinions are held in scienc:e, as opposed to the way in· which they are held in theology. The major submissions which deserve high consideration may ·now be taken up. They are three and important in their outcome in ·the prisoners' freedom from behind bars. The first turns on the 'prospectivity' (loosely so called) or otherwise of s. 433A. We have already held that Art. 20( 1) is not, violated but the present point is whether; on 'a correct construction~ those ·who have been convicted prior to the coming into force of s .. 433A are bound by the mandatory If such convicts are out of its coils their cases must be consi limit. dered under the Remission Schemes and 'Short-sentencing' laws.
The second pilea, revolves round 'pardon jurisprudence', if we may coar ·.sely call it -that way, enshrined impregnably in Arts. 72 and 161 and the effect of s. 433A thereon. The power to remit is a constitu- tional power and any legislation must fail which seeks to curtail its the exerCise of this scope and emasculate its mechanics. Thirdly, :Plenary power cannot be left to the fancy, frolic or frown of Govern ment, State or Central, but must embrace. reason, relevance and reformation, as all public power in a republic must. On this basis, we will llave to scrutinise and screen the survival value of the various Remission Schemes and short-sentencing projects, not to test their supremacy over s. 433A, but to train the wide and beneficient power fourteen fettered to remit life sentences without the hardship of . years. (I) Unpopular i£ssays: Philosophy and Politics. A c 1D :E F G H . ..• JOii · 1236 SUPREME COURT REPORTS {1981] 1 S.C.R. A c D F G H E, I.t is trite law Now to the first point. that civilised criminal jurisprudence int(:rdiots retroactive impost of heavier suffering by a later law.
Ordinarily, a criminal legislation must be so interpreted as to speak futuristically. We do not mean to enter the area of Art. 20(1) which has. already been dealt with. What we mean to do is so to read the predicate used in s. 433A as to yield a natural result, a humane consequence, a just infliction. While there is no vested .right for any convict who has received a judicial sentence to contend that the penalty should he .softened and that the law which compels the penalty to bi~ carried out in full cannot apply to him, it is the function of the court to adopt a liberal construction when dealing with a criminal. statute in the ordinary course of things. This humanely inspired canon, not applicable to certain terribly anti-social' cate gories may legitimately be applied to s. 433A. (Thi~ sound rntionale is that expectations of convicted citizens of regaining freedom on existing legal practices should not be frustrated by subsequent Jegisla- 1ion or practices unless the language is beyond doubt).
Liberality in . .ascertaining tlhe- sense may ordinarily err on .the side of liberty where· the quantum of deprivation of freedom is in issue. In short,. the benefit of doubt., other things being equal, must go to the citizen in penal statute. With this prefatory caution, we may read the Section. "Where a sentence of imprisonment for life is imposed on conviction of a person .. ; ...... such person shall not be released from prison unless he had served atleast fourteen years of imprisonment". Strict confurmity to tense applied by a precision grammarian may fault the draftsman for using the past-perfect tense. That apart, the plain meaning of this clause is that "is" means "is" and, tlhereflore, if a .person is senten·.:ed to imprisonment for life after s. 433A comes into force, such sentence shall not be released before the 14-year condition set-out therein is fulfilled. More precisely, any person who has been convicted before s.
433A comes into force goes out of tlhe pale of the provision and will enjoy such benefits as accrued to him before s. 433A entered Chapter XXXII. The other clause in the provision suggests the application of the mandatory minimum to cases of com Jlllltation which have already been perfected, and reads : "Where a sentence of death ..... . has been commuted under s. 433 into one of imprisonment for life, such person shall not be released from prison unless he had served atleast fourteen years · of imprisonment. " The draftsman, apparently, is not a grammarian. He uses the tenses without being finical. We are satisfied that even this latter clause merely means that i£ a sentence of death has ,been commuted after thiJ Section comes 1'nto force, such person shall not be released until the 'Is' and 'has' are not words which condition therein is complied with. ' ' MARU RAM v. UNION OF INDIA (Krishna Iyer, J.) 1237 are weighed in ,the scales of grammar nicely enough in this Section and, ·therefore, over-stress on the present tense and the present-perfect tense may not be··· a clear indicator.
The general rule bearing on ordinary penal statutes in ·their constructio.n must govern this case. In another. situation, interpreting the import of "has been sentenced" this court held that "the language of the clause is neutral" regarding prospectivity. (1) It inevitably follows that every person who has been convicted by the sentencing court before December 18, 1978, shall be entitled to the benefits accruing to him from the Remission Scheme or short-sentencing project as if s. 433A did not stand in his way. The Section uses the word 'conviction' of a person and, in the·context,' it must mean 'conviction' by the sentencing court; for. that first quantified his deprivation of personal liberty. We are mindful of one anomaly and must provide for its elimi If the trial court acquits and the higher court convicts and it nation. so happens that the acquittal is before S. 433-A came into force and the conviction after it, could it be that the convicted person would be denied· the benefit of prospectivity and consequential non-applica tion of S. 433-A merely because he had the bad luck to be initially acquitted?
We think not. When a person is convicted in appeal, it' follows that the appellate court has exercised its power in the place of the griginal court and the guilt, conviction and sentence must be substituted for and shall have retroactive effect from the date of judgment of the trial court. The appellate conviction must relate back to t.f!.e date of the trial court's verdict and substitute it. In this view, c·ven if the appellate court reverses an earlier acquittal rendered before S. 433-.A: came ;nto force but allows the appeal and convrct3 the, accusr~d, after S. 433-A came into force, such persons will also be entitkd to the benefit of the remission system. prevailing prior to S. 433-A on the basis we have explained. An appeal is a continua tion ;.if an appellate judgment as a replacement of the original judg- ment. We now move on to the second contention which deals with thi: power of remission under the Constitution and the fruits of its exercise vis a vis S. 433-A. Nobody has a case-indeed cari be heard to con tend-that Articles 72 and 161 must yield to S. 433-A. Cooley has rightly indicated that 'where the pardoning power if> vested exclu sively in the (top executive) any law which restricts <the power is unconstitutional'.
Rules to facilitate the exercise of the power stand (1) Boucher Pierre Andre .v. Supdt. ·Central ;Jail, Tihar [1975] 1 SCR !92, at 19'1, 18-{) S.C. India/ND/81 . ' c - D E G -.,. \238 ' SUPREME COURT REPORTS [1981] 1 S.C.R. A. JS on a different footing. (1) The Constitution is the suprema lex and It is not any legislation, even by Parliament, must bow-before it. necessary to delve into the details of these two Articles; nor even to trace the antiquity of the royal prerogative which has transmigrated into India through the various Westminster statutes, eventually to blossom as the power of pardon vested in· the President or Governor substantially in overJapping measure concurrently exercisable. / The present provisions (ss. 432 and 433) have verbal verismi litude and close kinship with the earlier Code of 1898 (ss. 401 and 402). Likewise, the Constitutional Provisions of today were found even in the Government of India Act, 1935.
Of course, in English constitutional law, the sovereign, acting through the Home Secretary, exercises the prerogative of mercy. While the content of the power is the same even under our Constitution, its source and strength and, therefore, its functional features and accountability are different. We will examine ~his aspect a little later. Suffice it to say that Arts. 72 and 161 are traceable to s. 295 of the Government of India Act., 1935. The Central' Law Commission has made certain observations based on Rab ha' s case (2) to the effect ,that the effect of granting pardon is not to interfere with the judicial sentence but to truncate its execu tion. There is no dispute regarding thls branch of pardon jurispru dence. What is urged is that by ithe introduction of s. 433A, s. 432 is granted a permanent holiday for certain classes of lifers and s. 433 (a) suffers eclipse. Since ss. 432 and 433 (a) are a statutory expression and modus operandi of the constitutional power, s.
433A is ineffective because it detracts from the operation of s. 432 and 433(a) ,which are the legislative surrogates, as it were, of the pardon power under the CoI)stitution. We are unconvinced by the submis sions of counsel in this behalf. It is apparent 'that superficially viewed, the two powers, one constitu~ional and the other s·tatutory, are co-extensive. But two things_ may be similar but no.t the same. That is precisely the difference. We cannot agree that the power which is the creature of the Code can be equated with a high prerogative vested by the Constitution in the highest functionaries of the Union and the States. The source h' different, the substance is different, the strength is different, although the stream may be flowing along the same bed. We see the· two powers as far from being identical, and, obviously, the constitutional power is 'untouchable' and 'unapproachable' and cannot suffer the (1) Cooley's Constitutional Limitations, Vol.
1, 4th Edn. p. 218. (2) [1961] 2 SCR. 133. D F G " ' MARU RAM v. ·UNION ,OF INDIA (Kr}.rh, na Iyer, ·J.) '1239 'Vicis.situdes. of simple legislative' processes~ . Therefore, s. 433A cannot .be invalidated as .indirectly violative of Arts. 72 and 161. What the Code gives, it< can .take, and so; an embargo on ss. 432 and 433 (a) is within 1the legislative power of Parliament. · · Even so, we must remember the constitutional status of Arts. 72 161 and it is common ground that s. 433A does not and cannot affect even a wee-bit the pardon power of the Governor or President. The necessary sequel to this logic is that notwithstanding ·s. 433A the President and the Governor continue to. exercise the power of commutation and release under the a!Jresaid Ar·ticles. ' A . B. ~ Are we back to Square one ? Has Parliament indulged in legis~ htive futility with a formal victory but a real defeat? The answer is 'yes' and 'no' Why 'yes'? because the President is symbolic, the Central Government is· the. reality even as the Governor is the formal head and sole repository of the executive power but is incapable of to, the advice of his council of .acting except on, and according ministers.'.
The upshot is that the State Government, whether the D Governor likes it m not, can advise and act under Art. 161, the Governor being bound by that advice. The action of commutation and release can thus be pursuant to a governmental decision and the ·order may issue even without the Governor's approval . although,· under the Rules of Business and as a matter of constitutional cour tesy, it is obligatory that the signature of the Governor should autho rise the pardon, commutation or release. The position is substantially the same regarding the President. It is not open either to the Presi- dent or the' Governor to take independent decision or direct release or refuse release of any one of their own choice. It is fundamental to the Westminster £ystem that the Cabinet rules• and the Queen · reigns. Being too deeply rooted as foundational to our system no :serious encounter was met from the learned Solicitor General whose sure grasp of fundamentals did not permit him to controvert the pro position, that the President and the Governor, be they ever so high in textual terminology, are but functional euphemisms promptly acting on and only on the advice of the Council of Ministers save .in a narrow area of power.
The subject is. now beyond controversy, this court having authoritatively laid down the law in Shamsher Singh's ·Case(1). So, we agree, even without reference to Art, 367 (1) and ss, 3{8)(b) and 3(60)(b) of the General Clauses Act, 1897, that, in the matter of exercise of the powers; under Arts. 72 and 161, the two highest dignitaries in our' constitutional scheme act and must act mot on their own judgment but in accordance with the aid and advice· G F E (1) Shamsher Singh & Anr. v. State of Punjab [1975] 1 SCR 814~ ' . 1240 SUPREME COURT REPORTS [1981] 1 S.C.R. A B c D E F G H the 42nd Amendment silences of the ministers. Article 74, after speculation and obligates compliance. The Governor v'is a vis his Cabinet is no higher than the President save in a narrow area which does not include Art. 161. The Constitutional conclusion is that the Governor is but a shorthand expression for the State Government and the President is an abbreviation for the Central Government.
An issue of deeper import demands our consideration a~ this stage of the discussion. Wide as the power of pardon, commutation and release (Arts. 72 and 161) is, it cannot run riot; for no legal power can run unruly like John Gilpin on the horse but must keep sensibly to a steady course. Here, we come upon the second constitutional fundamental whii:h underlies the submissions of counsel. It is that all public power, including constitutional power, ~hall never be exer-· cisable arbitrarily or mala fide and, ordinarily, guidelines for faif and equal execution are guarantors of the valid play of power, We proceed on the basis that these axioms are valid in our constitutionat order. The jurisprudence of con1<titutionally canalised power as spelt out in the second proposition also did not meet with serious resistance .from the learned Solicitor General and, if we may say so rightly. Article 14 is an expression of the egalitarian spirit of the Constitution and is a clear pointer tha~ arbitrariness is anathema under our sys.tern.
It necessarily follows that the power to pardon, grant remission and commutation, being of the greatest moment for the liberty of the· citizen, cannot be a law unto itself but must be informed by the finer canons of constitutionalism. In the Inter-national Airport Authority case ( 1 ) this court stated : "The rule inhibiting arbitrary action by Government which we have discussed above must apply equally where such corpora tion is dealing with the public, whether by way of giving jobs or it cannot act arbi entering into contracts or otherwise; and trarily and enter into relationship with 'any person it likes at its sweet will, but its action must be in conformity with some principle which meets the test of reason and relevance. This rule also flows directly from the doctrine of equality embodied in Article 14. It is now well settled as a result of the decisions of this Court in E. P. Royappa v.
State of Tamil Nadu( 2 ) and Maneka Gandhi v. Union of India( 3 ) that Article (I) R. D. Shetty v. International Airport Authority [19791 3 SCC 489 at 511-512. (2) [1974] 2 SCR 348. (3) [t978J 1 sec 248. ~· MARG RAM v. UNION ·OF INDIA (Krishna Iyer, J.) 124·1 . . , 14 strikes at arbitrariness in. State· action and ensures f~imess and equality of treatment. It requires that State action must: not be arbitrary but must be based. on some rational and relevant prin ·ciple which is non-discriminatory; it must not be guided by any extraneous or irrelevant considerations, because that would be denial of equality~ The principle of Teasonableness and rationa lity which is legally as well as philosophically an essential element of equality or non-arbitrariness is projected by Article 14 and it must characterise every State action, whether it be under authority of Jaw or in exercise of executive power withont making of law.
" Mathew, J. In V. Punnan Thomas v. State of Kera/a ( 1 ) observed : "The Goyernment, is not and should ncit be as free as an individual in selecting the recipients for its· largesse. Whatever its activity, the Government is still the Government and will be subject to restraints, inherent in its position in a democratic society. A democratic Government cannot lay down arbitrary and capricious standards for the choice· of persons with whom . alone it will deal. IJ; we excerpt ,again from the Airport Authority case :(2) \ ' · Whatever be the concept of the rule of law, whether it be the meaning given by Dicey in his "The Law of the Constitu- · tion" or the definition given by Hayek in his "Road to Serfdom" and "Constitution of_ Liberty". or the exposition set forth by Harry Jones in his "The Rule of Law and the Welfare State", there is in bis article on "The Welfare as pointed out by Mathew J., "Democracy, State, Rule of Law and Natural Justice" in Equality and Freedom~'( 3) "Substantial agreement in Juristic. thought that the great purpose of the rule of law notion is protection of the individual. against, arbitrary exercise of power, wherever it is found".
It i!> indeed uqthinkable tlrnt in a demo cracy governed by the rule of Law the executive Government or any of its oincers should possess ·arbitrary power over the inte rests of the individual. Every action of the Executive Govern from. ment must be informed with reason and should be free arbitrariness. That is the very essence of the rule of law and its bare minimal· requirement. And -to the application of· . this principle it makes no differe~ce whet~er the exercise of the power involves affectation of some tight or denial of some privilege. · \ ' C., D. E F (1) AIR 1969 Ker 81. (2) [1979] 3 sec 489 at 504·505. (3) Upendra Baxi, Ed. Eastem Book c::;o.,. Lucknow (1978) p.~ 28 ... It SUPREME COURT REPORTS [f9'8l'] 1 S.C.R. .... Tfa~ discretion or the Government has been held to bet not -unlimited in that the Government cannot give or withhold largesse in its arbitrary discretion or at its sweet will.
It is insisted, as pointed out by Prof. Reich in an specially stimulating article on "The New Property" in 73 Yale Law Journal 733, "that Goverrnnent action be based on standards tliat are not arbitrary or unauthorised. " The Government cannot be permitted to say that it will give jobs or enter into contracts or issue quotas or licences only in favour of those having grey hair or belonging to a particular political party or professing a particular religious faith. The Government is still ,the Government when it acts hr It the matter of granting largesse and it cannot act arbitrarily. does not stand in the s1:1me position as a private individual. It is the pride of our constitutional order 1that all power, whatever its source, must, in its exercise, anathematise arbitrariness and obey standards and guidelines intelligible and intelligent and integrated with the manifest purpose of the power. From this angle even the power to pardon, commute or remit is subject to the wholesome creed that guidelines should govern the exercise even of presidential power.
Speaking generally, Lord Acton's' dictum deserves attention :(1} I cannot accept your canon 1hat we are to judge Pope and King unlike other men, with a favourable presumption that they If there is any presumpti:on it is the other way, did no wrong. against the holders of power, increasing as the power i:ncreases. Likewise, Edmund Burke, the great British statesman gaye correct counsel when he: said : ( 2 ) ~ All persons possessing a portion of power ought to be strongly and awfully impressed with an trust, and tl!&~ they are to accoun~ for their conduct in that tru~t to the one great Master, Author, and Founder of society. idea that they act Pardon, using this expression in the amplest connotation, ordains fair exercise, as. we have indicated above; Political vendetta or party favouratism cannot but be interlopers in this area. The order which is the product of c:xtraneous or mala fide factors will vitiate the exercise.
While constimimlal power is beyond challenge, its actual exercise may still be vulnerable. Likewise, capricious criteria will void the exercise. For example, if the Chier Minister of a State releases every one in the (1) Letter to Mandell (later, Bishop) CreigJiton, April 5, 1887 Historical Eisays and Studiei;, 1907. (2) Reflections on the Revolution in France 179G. B c D F G a· .MARU RAM v. UNION OF INDIA (Krishna Iyer, J.) 124 3 prisons in his State on his birthday or because a son has been born A , to him; i~ will be an outrage on the Constrtution to let such madness· survive. We make these observations because it has been brought to our notice that a certain Home Minister's visit to a Central Jail was the jail considered so auspicious an omen that all th_e prisoners in were given substantial remissions solely for this reason. Strangely enough, this propitious circumstance was discovered an year later and remission order was issued long after the Minister graced penitentiary.
The actual order passed on July 18, 1978 by the Haryana .Government reads thus :(1 ) B In exercise of the powers conferred under Article 161 Constitution of India, the Governor of Haryana grants special remissions on the same scale and. terms as mentioned .in Govt 'of India, Ministry of Home Affairs letter No. U. 13034/59/77 ·dated 10th June, 1977 to Prisoners who happened to be confined in Central Jail, Tihar, New Delhi on 29th May, ·1977, at the time of the visit of Home Minister Govt. of India, to the said Jail and who hfis been convicted by the Civil Courts of Criminal Jurisdiction in Haryana State. . :;- ' i" Dated : Chandigarh, the 18th July, 1978. A. BANERJEE Secretary to Govt. of Haryana Jails. Department · Push this logic a little further and the absurdity will be obviol, ls. No Constitutional power can be vulgarised . by personal vanity of men in· authority. Likewise, if an opposition leader is sentenced, but the circumstances cry for remission such as that h!! is suffering from cancer or that his wife.is t~rminally ill or that he has completely re formed himself, the power of remission under Arts.
72/161 may ordinarily be excerised and a refusal may be wrong-headed. If, on the other hand, a brutal murderer, -blood-thirsty in his massacre, has been sentenced by a court·w!th strong observations about his bestia lity, it may be arrogant and irrelevant abuse of power to remit his entire .-!_ife sentence the yery. next day after the conviction merely because he has joined the party in power or is a clo, se relatfonof a political high-up. The court, tf it finds frequent misuse of this power may ·have to investigate the discrimination. The proper thi'ng to do, if Government is to keep faith with the founding fathers, is to make (l) No. 41/8/78/JI (SJ, dated Chandigarh, the 28th•Iuly,l1978.' - ~ , l>. F H 1244 SUPREME COURT REPORTS [1981)- 1 5.C.R. A B c rules' for its own guidance in the exercise of the pardon power keep ing, of course, 1 a large residuary power to meet special situations or sudden developments.
This will exclude the vice of discrimination such as may arise where two persons· have been convicted and sentenc is released and the other refused, for such irrelevant reasons as religion, caste, colour or. political loyalty. in the same case for the same degree of guilt but one Once we accept the basic thesis that the public 'power vested on a high pedestal has .to be exercised justly <the situation becomes simpler. The pri.ncipal considerations will turn upon social good by remission or release. Herc, we come back to the purpose of imprison ment and the point of counter-productivity by further prolongation of incarceration. But when is this critical point reached? Bitter verse . burns better into us thrs die-hard error :(1) D· This too I know-and wise it were If each could know the same- That every prison that men build If built with· bricks of shame, And bound with bars lost Christ should see How men th1!ir brothers maim.
Pre, ident Carter i;;hen he was Governor of Georgia', addr~sing a Bar Association, said : · · In our prisons, which in the past have been a disgrace to Georgia, we've tried to make substantive changes in the quality of those who administer them and to put a new realm of under standing and hope and compassion into the administration of that portion of the system of justice 95 per cent of those who arc presently incarcerated in prisons will be returned to be our neighbours, and now the tbrust of the· entire program, as initiated under Ellis I\1acDougall and now continued under Dr. Ault, to try to discern in the Soul of each convicted and sentenced person redecmhig features that can be enhanced. We plan a career for that person I believe that the' early data that we have on recidivism rates indi- cate the efficacy of what we've done. to be pursued while he is in prison. . . . . . ~ . . . . . . . All these go to prove that the length of imprisonment is not rege nerative of the goodness within and may be proof of the reverse-a (I) The Ballad of Readin'g Gaol. - G H 'MARU RAM v.
UNION OF INDIA (Krishna Iyer, J.) <124 J5 •, A B c D calamity which may be averted by exercise of power under Art. 1"61, especfally when the circumstances show good behaviour, industrious conduct, social responsibility and humane responses which are usually reflected in the marks accumulated in the shape of remission. Ip short, the rnles of remission may be effective guidelines of a recommendatory nature, helpful to Government to release the prisoner by remitting the remaining term. The failure of imprisonment as a crime control tool and the search in a free milieu, gain' ·poignant for non-institutional alternatives pertinence while considering the mechanical exclusion of individualised the cruel magic of 14 years punishment by s. 433A, conjuring up behind bars-where 'each day is like a year, a year whose days ar~ long'-as a solvent of the psychic crisis which is crimeogenic factor, blinking at the :blunt fact· that at least after a spell the penitentiary remedy aggravates-the recidivist's malady.
In the "Failure of Imprison ment" (a 1979 publication) the authors start off with the statement :(1_} "The failure of imprisonment has been one of the· most noticeable features of the current crisis in criminal justice system such r as in advanced industrial or post-industrial societies Australia, Britain, Canada and the United States. One justifica tion after another advanced in favour of the use of imprisonment has been shown to be misconceived: At best, prisons are able to j>rovide a form of crude retribution to those unfortunate to be ~1pprehended. At worst, prisons are brutalising, cannot be shown to rehabilitate or deter offenders and are detrimental . to ·the re-entry of offenders into society. Furthermore, the heavy reli~ ance upon prisons, particularly maximum security institutions with their emphasis upon costly security procedures, has led ·to an inordinate drain upon the overall resources devoted to the c:riminal justice area.
" Likewise, in many current research publications the "thesis is the same; Unless a tidal wave of transformation takes place George Ellis will be proved right : ( 2 ) G •• 'There are many questions regarding our: prison systems and their rehabilitative quality. Observers from inside the walls find· pris_ons to be a melting pot oftension and anxiety. Tension and. , ... (!) "The Failure of lmpriso~:nent" Roman Tomasic and Ia; Dobinson~ , An Australian Perspective. ·Law in Society No. 3, George A.lion and Onwin; H p. }. . • · . . I · {1).lnside Folsom Prison, An ETC Pubiication, p. 24-25. 1246 A SUPREME COURT REPORTS [1981] 1 S.C.R. anxiety are the result of a variety of abnormal conditions. Prisons, including the so-called model prisons, rob a man of his indi:vi dual identity and dignity. 8 c D E F G like everyone else. Generally, Contrary to popular opinion, all convicts are not rock-hard individuals lacking sufficient emotional balance.
They are people with fears and aspirations don't want '10 fight with oi· kill their neighbour any more than the mail on the street. They want to live return to · ,their loved ones as soon as possible. They are not a different -- / breed of human being or a distinct type of mentality .• They are to, persons who have made mistakes. This point is made not solicit pity but to bring attention to the fact that any individual could be caught in a similar web and find himself inside a pit such as Folsom Prison. in peace and The rule of law, under our constitutional order, transforms al! public power into responsible, responsive, regulated exercise informed by high purposes and geared to people's welfare. But the wisdom and experience of the past have found expression in remission rules and short-sentendng laws. No new discovery by Parliament in 1978 about the futility or folly of these special and local experiences, spread ever several decades, is discernible.
No High-power com mittee report, no expert body's recommendations, no escalation in recidivism attributable to remissions and releases, have been brought to our notice. Impressionistic reaction to some cases of prematur.,. release of murderers, without even a followup study of the later .Jifo of these quondam convicts, has been made. We find the rise of enlightenment in penological alternatives to closed prisons as the current trend and failure of imprisonment as the universal lament. We, heart-warmingly, observe experiments in open jails, filled by lifers, liberal parC'le~ and probations, generosity of juvenile jusfa:e: and licensed release or freedom under leash~a la The Uttar Pradesh Prisoners' Release on Probation Act, 1978. We cannot view without gloom the reversion to the sadistic superstition that the longer a life convict is kept in a cage the surer will be his redemption. It is our considered view that, beyond an optimum point of, say, eight years- ·we mean no fixed formula-prison detention bemumbs and makesc If animal farms; nervous wreck or unmitigated brute of a prisoner. are not reformatories, short-sentencing. the Remission Rules and schemes are humanising wheel of compassion and reduction of psy-· chic tension.
We ·have .no hesitation to reject the notion HARU I.AM v. UNION OP INDIA (Krishna Iyer, J.) :12411 . ., Arts'. 72/161 should remain uncanalised. We have to direct the pro• visional acceptance of the remission and short-sentencing schemes aS good guiddim:s for exercise of pardon power-a jurisdiction meant to be used as often and as systematically as possible and not to be abused, much as the temptation so to do may press upon the pen of power. The learned Solicitor General is right that these rules are plainly made under the Prisons Act and not under the oonstitutional power. The former fails under the pressure of s. 433A. But that, by no means.. precludes the States adopting as working rules the 5ame remission schemes which seem to us to be fairly reasonable. After all, the Government cannot meticulously study each prisoner and th~ present praxis of marks, until a more advanced and expertly advised scheme is evolved, may work.
Section 433A cannot forbid this ·method because it is strongly suggest that, without break, the same rules and schemes of remission be continued as a transmigra~ion of soul into Art. 161, as it were, and .. benefits· extended to alL who fall within their benign orbit-save, of course, in special cases which may require other relevant consi~ derations. The wide power of executive clemency cannot be bound .down even by self-created rules. immunised by Art. 161. We , One point remains to be clarified. , The U.P. Prisoners' Release on Probation Act, 1938, a welcome measure, what with populati:on pressure on prisons and burden on the public exchequer, will survive s ... 433A for two reasons. Firstly, Government may resort to the statutory scheme, not qua law but as' guideline. Secondly, and more importantly, the expression 'prison' and 'imprisonment' must receive a wider cpnnotation and include any place notified as such for deten • tion purposes. 'Stone walls and iron bars do not a prison make'; nor are .'stone walls and iron bars' a ~ine qua non to make a jail. · Open jails are capital instances.
Any life under the control of the State, · whether within the high-walled world or not, may be a prison if the law regards it as such. House detentions, for example. Palaces, where Gandhiji was detained, were prisons. Restraint on freedom under the prison law is the test. Licensed releases where instant re-capture is sanctioned by the law, and, likewise, parole, where the parole is -:q() . free agent, and other categories under the invisible fetters of the prison law may legitimately be regarded as' imprisonment. This point is necessary to be cleared even for computation of 14 years under s. 433A. Sections 432, 433 arid 433A read together, lead to the in(erence we have drawn and liberal though guarded, use of this Act may do good. Prison reform, much bruised about though, is more , Wible .on 'the. skin than in the soul and needs a deeper .stirring or B c D :S :a H 1248 SUPREME COURT REPORT&c'.·''. ~·; [1981] 1 S.C.R. B a human is · consciousness than tantrums,' threats and legalised third degree, if th'e authentic vorce of the Father of the Nation be our guide.
To chain the man is not to change him; the error is obvious - more than simian. Our reasoning upholds s. 433A of the Procedure Code but upbraids the abandonment of the healing hope of remissions and release betimes. To legislate belongs to another branch but when: justice rs the subject the court must speak. There was some argument that s. 433A is under.stood to be a ban on parole. Very wrong .. The Section does not obligate continuous fourteen years fa jail and so parole is permissible. We go further to say that our Prison Administra~ tion should liberalise parole to prevent pent-up tension and sex perver- sion which are popular currency in many a penitentiary (see Sethna; "Society and the Criminal" Tripati publications,. 4th Edn. p. 296) .. 'l . __../, We conclude by _formulating our findrngs.
1. We repulse all the thmsts on the vires of s. 433A. Maybe, penologically the prolonged terms prescribed by the Section- is' Super erogative. If we had our druthers we would have. negatived the need for a fourteen-year gestation for reformation. But ours is to construe,· 'not construct, to decode, not to make a code. ' D
2. We affirm the current supremacy of s. 433A over the Remis ~ion Rules and sJ1ort-sentencing statutes made by the various States. ·
3. ·We uphold all remissions and short-sentencing passed· under Articles , 72 and 161 of the Constitution but release will follow, in life sentence cases, only on Government making an order en masse or individually, in that behalf. ·
4. We hold that s. 432 iind s. 433 are not a manifestation· of Articles 72 and 161 of the Constitution but a separate, though similar, power, and s. 433A, by nullifying whol. Jy or partially these prior provisiom does not violate or detract from the full operation of the .constitutional power to pardon, commute and the like.
5. We negate the plea that s. 433A contravenes Article 20(1) of the Constitution.
6. We follow Godse:s case (supra) to hold that imprisonment for life lasts until the last breath, and whatever the length of remis sions earned, the prisoner can daim release only if the remaining sen· _tence is remitted by Government. . ·
7. We declare that s. 433A, in both its limbs (i.e. both' types of life imprisonment specified in it), is prospective in effect., · To put the position beyond doubt, we direct that the mandatory minimum 'of 14 years' actual imprisonment will not .operate againstthooe ·whose / : "MARU RAM'V. UNION OF INDIA •(Krishna Iyer, J.) 12~'SJ , retro-actively, as eixplained in the cases were decided by the trtal court before the 18th December, 1978 judgment) when (directly or s. 433A came into force. All 'lifers' whose conviction by the court of first instance was entered prior to that date are entitled to conside ration by Oovcrninent for release on the strength of. earned remis sions although a release can take place only if Government makes an order to that effect. To this extent the battle of the tenses is won by the prisoners. It follows, by the same logic, that short-sentencing ' legislations, if any, will entitle a prisoner to claim under if his conviction by the court of first release instance was before " - - s. 433A was brought into effect ,
8. The power under Articles 72 and 161 of the Constitution can be exercised by the Central and State Governments, not by the President or Governor on their own. The advice of the appropriate Government binds the Head of the State. No separate order for each individual case is necessary but any general order made must be clear enough to identify the group of cases and. indicate the applica- tion of. mind to the whole group. · 9, <:;onsiderations for exercise of power under Articles 72/161 may be myriad and their occasions protean, and are left to the appropriate Government, but no consideration nor occasion can be wholly irrelevant, irrational, discriminatory or ma/a ·fide. . Only in these rare cases will the court examine the exercise. , 10. Although the remission rules or short-sentencing provisions p'roprio vigore may not apply as against s. · 433A, they wi11 override s. 433A if the Government, Central or State, guides itself by' the self- con~titutional power. same rules or schemes in .the exercise of its We regard it as fair that until fresh rules are made in keeping with experience gathered, current social conditions and accepted peno logical thinking- a desirable step, in our view-the present remis- sion and release schemes may usefully be taken as guidelines urtder Articles 72/161 and orders for release passed.' We cannot fault the Government, if in some intractably savage delinquents, s. 433A is itself treated as a guideline for exercise of Articles 72/161. These observations uf ours are recommendatory to avoid a hiatus, but _it is for Government, Central or State, to decide whether and why the ' current Remission Rules should not survive until replaced by a more '!"holesome scheme. c E G:
The U. P. Prisoners' Release 'on Probation Act, 1938, ena limited enlargement under licence wi11 be effective as legisla- tively sanctioned imprisonment of a loose and liberal type and such licensed enlargement will be reckoned for the purpose of the 14-year ' ' duration. Similar other statutes and· rules will enjoy similar efficacy. I 1;2'5.0 SUPREME COURT REPORTS (1981] 1 S.C.R. A\ B. D Ji:. F G H
·In our view, penal humanitarianism and rehabil!tative desideratum warrant· liberal paroles, subject to security safeguards, and other humanizing strategies for inmates so that the dignity and worth of the human person are not desecrated by making mass jails anthropoid zoo.s. Human rights awareness must infuse institutional · reform and search for alternatives.
We hav~~ declared the law all right, but law-in-action fulfils . itself not by declaration alone and needs the wings of communica tion to the target community. So, the further direction goes from this court that the last decretal part is translated and kept prominently in each ward and the whole judgment, in the language of the State, made available !o the inmates in the jail library.
Section 433A does not forbid parole or other release within the 14-year span. So to inte1pret the Section as to intensify inner intermissions of freedom is to do violence to tension and taboo language and lib1:rty. The length of this judgment (like the length of s. 433A Cr. P. C.) could have been obviated but tile principles and pragmatics enmeshed in the mass of cases which are but masks for human trials warrant fuller examination even of peripherals. Moreover, Chief Justice Earl Warren's admonition makes us scrutinise the basics, undeterred by length: Our judges are not monks or scientists, but participants in law between the living stream of our national life, steering the the dangers of rigidity on the one hand and of formlessness on / the other. Our system faces no theoretical dilemma but a single continuous problem : how 10 apply tO ever-changing Conditions the never-changing principles of freedom.
(Fortune, November, 1955) A Final Thought Fidelity to the debate at the bar persuades us to remove a mis- 1apprehension. Some argument was made that a minimum sentence cf 14 years' imprisonment was merited because the victim of the murder must be remembered and all soft justice scuttled to such heinous offender:;. We are afraid there is a confusion about funda mentals in mixing up victimolcgy with penology to warrant retributive severity by the backdoor. If crime claims a victim criminology must include victimology as a major component of its concerns. Indeed, when ·a murder or other grievous offence is committed the dependants or other aggrieved persons musr re'ceive reparation . and the. 59cial ... ·) ' MARU RAM v. UN!ON OF INDIA (Fazal Ali, J.) 1251 · " tespo11.sibility of the criminal to restore the loss or heal the injury is part of the punitive exercise. But the length of the prison term is no reparation to the crippled or bereaved and is futility compounded ·with cruelty. 'Can storied urn or aniinated bust call to its mansion the fleeting breath?' _ Equally, emphatically, given perspicacity and freedom from sadism, can flogging the killer or burning his limbs or torturing his psychic being bring balm to the soul of the dead by any _process of thanatology or make good the terribleloss caused by the homicide?
Victimology, a burgeoning branch of humane criminal justice, must find fulfilment, not through barbarity but by compul- . ·sory recoupment by the wrong-doer. of the damage inflicted, not by '"-- giving more pain to the offender but by lessening the loss of the · forlorn. The State itself may have its strategy of alleviating hardships of victims as part of Article 41. So we .do not think that the manda- tory minimum in s. 433A can be linked up with the distress of the ·dependants. ~ A I c • We dismiss the Writ Petition vis a vis the challenge to s. 433A ·but allow them to the extent above indicated. The war is not even if a battle be lost. Justice must win. The authorities concerned · will carefully implement the directives given in this judgment. Since personal Hberty is at stake urgent action is 1he desideratum. FAZAL ALI, J.-While J concur with the judgment proposed by Brother Krishna Iyer, J., I would like to express my own views ' on certain important features of the case and on the nature and character of the reformatrve aspect of penology as adumbrated by Brother Krishna Iyer, J. The dominant purpose and the avowed object of the legislature in introducing s.
433A in the Code of Criminal Procedure unmis takably seems to be to secure a de~errent punishment for heinous offences committed in a dastardly, brutal or cruel fashion or offences committed against the defence or security of the country. · It is true that there appears· -to be a modem trend of giving punishment a colour of reformation'. so that stress may be laid on the reformation of the criminal rather than his confinement in jail which is an ideal objective. At the same time, it cannot be gainsaid that such an objective cannot be achieved without mustering the necessary faci" lities,_ the requisite education and the appropriate climate which must be created to foster a sense of repentence and penitence in a criminal so that. he. may undergo such a mental or psychological revolution that he realises ihe consequences of playing with human lives. In the world of today and particularly in our country, this ideal is yet to be achieved· and, fu fact, with all our efforts it will take us a long time to reach this sacred goal.
F G .. H ., -,-.(_ ... 12 52 SUPREME COURT REPORTS [1981] 1 S.C.R. A B c D E F G H The process of reasoning that even in spite of death sentence murders have not stopped iS' devoid .of force because, in the first place, we cannot gauge, measure or collect figures or statistics a~ t<> what would have happened if capital puni:shment was abolished or sentence of long imprisonment was reduced. Secondly, various criminals react to various circumstances in different ways and it is difficult to foresee the impact of a particular circumstance on their criminal behaviour. The process of reformation of criminals with an unascertained record would entail a great risk as a sizable number of criminals i:nstead of being reformed may be encouraged to com mit offences after offences and become a serious and horrendous hazard to the society. The question, therefore, is - should the country take the risk of innocent live:s being lost at the hands of criminals committing heinous crimes in the holy hope or wishful thinking that one day or the other, a criminal, however dangerous or callous he may be, will reform himself.
Valmikis an:: not born everyday and to expect that social and . economic our present generation, with the prevailing environment, would produce Valmikis day after day i:s to hope for the impossible. I Section 433A has advisedly been enacted to apply to a very small sphere and includes within its ambit only offences under sec tions 121, 132, 302, 303, 396, etc., of the Indian Penal Code, that is to say, only those offences where death or life impri:sonmem are the penalties but instead of death is given or where a sentence of death is commuted to that of life imprisonment. imprisonment The problem of penology is not one which admits of an easy soluti:on. The argument as· to what benefit can be achieved by detaining a prisoner· for fourteen years is really begging the question because a detention for such a long term in confinement however comfortable it is, is by itself sufficient to deter every criminal or offender from c:ommitting off1!nces so as to i:ncur the punishment of confinement for a good part of his life.
The effect of such a punish ment is to be judged not from a purely ethical point of view but from an ~mgle of vision which is practical and pragmatic. Crime has rightly been described as an act of warfare against the community touching new -depths of lawlessness. The object of imposing deterrent sentences is. threefold : - (1) to protect the community against callous criminals for a long time, / MARU RAM v. UNION OF INDIA (Fazal Ali, J.) 1253 (2) to administer as clearly as possible to others tempted to follow them into lawlessness on a war scale if they are brought to and convrcted, deterrent punishment will follow, (3) to deter criminals who are forced to undergo long-term imprisonment from repeating their criminal acts in future. Even from the point of view of reformative form of punish ment "prolonged and indefinite detention is justified not only in the name of prevention but cure. The offender has been regarded in one sense as a patient to be discharged only when he responds to treatment and can be regarded as safe"(1 ) for the society. · · ·~ Explaining the material and practical advantages of long-term imprisonment, Sir Leon Radzinowicz in his book 'The Growth of Crin1e' aptly observes as follows : "Long imprisonment could be regarded as the neat response to all three requirements : it would put the miscreants behind bars for a long time; it would demonstrate that the game was not wirth the candle for others.
" (p. 195) The author gives examples in support of his views thus: "Two English police officers were sentenced . to seven years' imprisonment for accepting bribes and conspiring to pervert the In Turkey courts of justice, two others for hounding a vagrant. a similar sentence was passed upon a writer for translating and publishing the works of Marx and Engels. manager of a mechanical repair shop was sentenced to death for In the Philippines a Chinese business theft of state property. man was condemned to public execution by firing squad for In Nigeria something like eighty peopie trafficking in drugs: suffered the same fate within a year or two for armed robbery. All these sentences had, of course, their elements of deterrence and retribution. But they have in common another element, what has been called denunciation, a powerful reassertion or . (p. 197) assertion of the values attacked. " In Russia But, at the same time, it cannot be gainsaid that a sentence out of proportion of the crime is extremely repugnant to the social sentiments of a civilized society.
This aspect of the matter is fully taken care of by section 433A when it confines its application only to those categories of offences which are heinous and amount to a (1) 'The Growth of Crime' By Sir Leon Radzinowicz. 19-6 S.C. India/ND/81 , A n c D E F G H 1254 A SUPREME COURT REPORTS [1981] 1 S.C.R. callous outrage on humanity. Srr Leon Radzinowicz referring to this aspect of the matter observes thus : "Maximum penalties, upper limits to the punishment a judge may impose for various kinds of crime, are essential to any system which upholds the rule of law. Objections arise only when these penalties are illogical, inconsistent, at odds with people's sense of justice ............ Thus the problem with maximum penalties is not whether they should be laid down reasonably proportionate to but whether they can be made people's assessment of the comparative gravity of crime&, and a consistent guide to sentencers rather than an additional factor (p.
216) ir. discrepancies. " ' Similarly, the same author in Vol. Il of his book 'Crime and ) Justice' observes as follows : - to which most recent efforts have come is that "the solution the legislative function is best discharged by the creation of a small number of distrnct sentencing categories ........ And it can also serve to emphasize the futility of close line-drawing that it can be iri an area where precision - achieved at all - must come from the efforts of those in a position to know and to judge the particular offender. " (p. 332) to the extent The existence of a distinct number of sentencing categories and a list of the offences within each should be of great aid in other words, in assuring consistency of treatment for present offences and in determining the ;1ppropriate sentence levels for new offences. " (p. 340) This is exactly what s. 433A of the Code of Criminal Proce- dure seeks to achieve by carving out a small and special field, within which alone the statutory provisions operate.
While I agree that the deterrent form of punishment may not be a most suitable or ideal form of punishment yet the fact remains that the deterrent punishment prevents occurrence of offences by - (i) making it impossible or difficult for an offender to break the law again, (ii) by deterring not only the offenders but also others from committing offences, and (iii) punishment or for that matter a punishment in the fonn of a long-term imprisonment may be a means to changing a B c D E F G H )' MARU RAM v. UNION OF INDIA (Fazal Ali, J.) that out of some person's character or personality motivation or reasons of a personal or general nature, the offender might obey the law. 1255 A Ted Honderich in his book 'punishment' while dealing with the deterrent form of punishment observes as follows : "It is also to be noticed that the conditions have other con sequences as well. Penalties must be sufficiently severe to deter effectively.
" Bentham has also pointed out that a penalty may be justified when the distress it causes to the offenders and others rs not greater than the distress that will result if he and others undeterred, offended in the future. Ted Honderich after highlighting various aspects of the deterrent form of punishment concludes as follows : - "There are classes of offenders who are not deterred by prospect of punishment, it cannot be acceptable that a society should attempt to prevent all offences by punishment alone . . . . . . . . . . In antic!pation of the discussion to come of com promise theories of punishment, we can say that punishment may be justified by being both economically deterrent and also deserved. " I am not at all against the reformative form of punishment on principle, which in fact is the prime need of the hour, but thi:s matter has been thoroughly considered by Graeme Newman in his book 'The Punishment Response' and where he has rightly pointed succeed out that before the reformative form of punishment can people must be properly educated and realise the futility of com mitting crimes.
The author observes as below : - "In sum, I have suggested that order was created by a criminal inequality. act, that order cannot exist without a structured Order and authority must be maintained by punishment, other wise there would be even more revolutions and wars than we have had throughout history. People in criminal justice know only too well that the best intentioned reforms often turn out to have unfortunate results. Thus, for example, in the area of criminal s·entencing, a popular area at present, practical moves to reform should be based soundly on the historical precedents of criminal law and not on 20-6 S.C. India/ND/81 B c D E F G H 1256 A SUPREME COURT REPORTS [1981] 1 S.C.R. grand schemes that will sweep all of what we have out the .There have been many examples of grand schemes that door. looked great on paper, but by the time they had been trans It seems formed into legislation were utterly unrecognizable. to follow from this that should not be sentencing achreved by new legislation, but by a close analysis and extra polation from the already existing practice and theory of crimi nal law: " reform Having regard to these circumstances I am clearly of the opinion that s.
433A is actually a social piece of legislation which by one stroke seeks to prevent dangerous criminals from repeatrng offences and on the other protects· the society from harm and distress caused to innocent persons. ) Taking into account the modern trends in penology there are very ram cases where the courts impose a sentence of death and even _if in some cases where such sentences are given, by the time the case reaches this Court, a bare minimum of the cases are left where death sentences are upheld. Such cases are only those in whrch imposition of a death sentence becomes an imperative neces sity having regard to the nature and character of the offences, the antecedents of the offender and other factors referred to in the Con- stitution Bench judgment of this Court in Bachan Singh v. State of Punjab. (1). In these circumstances, I am of the opinion· that the Parliament in its wisdom chose to act in order to prevent crimrnals committing heinous crimes from being released through easy remis sions or substituted forn1 of punishments without undergoing atleast a minimum period of imprisonment of fourteen years whrch may in fact act as a sufficient deterrent which may prevent criminals from committing offences. the north, cases are not uncommon where even a person sentenced to imprisonment for life and having come back after earnrng a number of remissions has committed repeated offences.
The mere fact that a long term sentence or that matter a sentence of death has not produced useful results• cannot support the argument either for abolition of death sentence or for reducing the sentence of life imprisonment from 14 years to something less. The question is not what has happened because of the provrsions of the penal Code but what would have happened if deterrent punishments were not In the present' distressed and disturbed atmosphere we feel given. that if deterrent punishment is not resorted to, there will be complete chaos in the entire country and criminals will be let loose endangering In most parts of our country, particularly (t) [1980J 2 sec 684. B c D E F G H MARU RAM v. UNION OF INDIA (Fazal Ali, J.) In spite the lives of thousands of innocent people of our country. of all the resources at its hands, it will be difficult for the State to protect or guarantee the life and liberty of all the citizens, if crimi nals are let loose and deterrent punishment is' either abolished or mitigated.
Secondly, while reformation of the criminal is only one side of the picture, rehabilitation of the victims and granting relief from the tortures and sufferings which are caused to them as a result of the offences committed by the criminals is a factor which seems to have been completely overlooked while defending the cause of the criminals for abolishing deterrent sentences. Where one person commits three murders it is illogical to plead for the criminal and to argue that his life should be spared, without at all considering what has happened to the victims and their family. A person who has deprived another person completely of his liberty for ever and has endangered the liberty of his family has no right to ask the court to uphold his liberty. Liberty is not a one-sided concept, nor does Art. 21 of th~ Constitution contemplate such a concept. If a person commits a criminal offence and punrshment has been given to him by a procedure established by law which is free and fair and where the accused has been fully heard, no question of violation of Art.
21 arises when the question of punishment is being considered. Even so, the provisions of the Code of Criminal Procedure of 1973 do provide an opportunity to the offender, after his guilt is proved, to show circumstances under which an appropriate sentence could be sufficiently comply with the impos.ed on him. These guarantees provisions of Art. 21. Thus, it seems· to me that while considering the problem of penology we should not overlook the plight of victi mology and the suffering& of the people who die, suffer or are maimed at the hands of criminals. For these reasons, I am clearly of the opinion that in cases where s. 433A applies, no question of reduction of sentence arises at all unless the President of India or the Governor choose to exer cise their wide powers under Art. 72·or Art. 161 of the Constitution which also hrive to be exercised according to sound legal principles as adumbrated by Brother Krishna Iyer, J. I, therefore, think that any reduction or modification in the deterrent punishment would far from reformrng the criminal be counter-productive.
Thus, on a consideration of the circumstances, mentioned above, the conclusion is inescapable that parliament by enacting s. 433A has rejected the reformative character of punishment, in respect of offences· contemplated by it, for the time being in view It is well settled that of the prevailing conditions in our country. the legislature understands the needs and requirements of its people 12 57 A B c D E F G H 1258 SUPREME COURT REPORTS [1981] 1 S.C.R. A much better than the courts because the Parliament consists of the elected representatives of the people and if the Parliament decides to enact a legislation for the benefit of the people, such a legislation must be meaningfully construed and given effect to so as· to subserve the purpose for which it i:s meant. B C D E F G H Doubtless, the President of India under Art. 72 and the State Goverrunent under Art. 161 have absolute artd unfettered powers to grant pardon, reprieves, remissions, etc.
This power can neither be altered, modified or interfered with by any statutory provision. But, the fact remains that higher the power, the more cautious would be _,/' i:ts exercise. This is particularly so because the present enactment has been passed by the Parliament on being sponsored by the Cen It is, therefore, manifest that while exer tral Government itself. the Constitution cising the powers under the aforesaid Articles of neither the President, who acts on the advice of the Council of Ministers, nor the State Government is likely to overlook the object, spirit and philosophy of s. 433A so as to create a conflict between the legislative intent and the executive power. It cannot be doubted as a proposition of law that where a power is vested in a very high authority, it must be presumed that the said authority would act properly and carefully after an objective consideration of all the aspects of the matter.
So viewed, I am uqable to find any real inconsistency between s. 433A and Articles 72 and 161 of the Constitution of India as contended by the petitioners. I also hold that all the grounds on which the constitutional validity of s. 433A has been challenged I dismiss the petitions with the modification that s. 433A must fail. would apply only prospectively as pointed out by Brother Krishna Iyer, J. JfosHAL, J.-On a perusal of the judgment prepared by my learned brother, Krishna Iyer, J., I agree respectfully with findings (2) to (11), (13) and (14) enumerated by him in i:ts concluding part as also with the first sentence occurring in finding ( 1), but regret that I am unable to endorse all the views expressed by him on the refor mative aspect of penology, especially forming the basis of finding (1) minus the first sentence and of finding (12). In relation to those views, while concurring generally with the note prepared by my learned brother, Fazal Ali, J., I am appending a very short note of my own.
2. That the four main objects which punishment of an offender by the State is intended to achieve are deterrence, prevention, retribu tion and reformation is well recognised and does not appear to be MARU RAM v. UNION OF INDIA (Koshal, J.) 1259 In its deterrent phase, punishment is calculated to open to dissent. act as' a warning to others against indulgence in the anti-social act It acts as a preventive because the incarcera for which it is visited. tion of the offender, while it lasts, makes it impossible for him to repeat the offending. act. His transformation into a law-abiding citi zen is' of course another object of penal legislation but so is retribu tion which is also described as a symbol ·of social condemnation and a vindication of the law. The question on which a divergence of opinion has been expressed at the bar is the emphasis which the legislature is expected to place on each of the said four objects. It has been contended on behalf of the petitioners that the main object of every punishment must be reformation of the offender and that the other objects above mentioned must be relegated to the back ground and be brought into play only incrdentally, if at all. I have serious disagreement with this proposition and that for three reasons.
3. In the first place, there is no evidence that all or most of the It is true criminals who are punished are amenable to reformation. that in recent years an opinion has been strongly expressed in favour of reformation being the dominant object ol' punishment but 'then an opposite opinion has not been lacking in expression. Champions of the former view cry from housetops that punishmet¥ must have as its target the crime and not the criminal. Others, however, have been equally vocal in bringing 'into focus the mischief flowing from what the criminal ha& done to his victim and those near and dear to him and have insisted on greater attention being paid to victimo logy and therefore to the retributive aspect of punishment. They assert: "Neither reformers nor psychologists have, by and large, suc the convicted criminals. ceeded in reducing recidivism by Neither harshness nor laxity has in discouraging repeaters· .": . . . . . . . . Criminality is not a disease. admitting of cure through quick social therapy .............. "(1) succeeded The matter has been the subject of social debate and, so fir as one can judge, will continue to remain at that level in the foreseeable future.
4. Secondly, the question as to which of the various objectS of punishment should be the basis of a penal provision has, in the very nature of things, to be left to the legislature and it is• not for the courts to say which of them shall be given priority, preponderence (I) Essay on 'Crime, Containment and Jails by Shri Tek Chand, retired Judge of the Punjab High Court and Chairman of the Haryana Jail Reforms Commission. 21-6 S.C. Jndfa]ND/81 A B c D E 'F G H ., 12 60 SUPREME COURT REPORTS [1981] 1 S.C.R. A B c D E F G H It may well in fact be that a punitive law may or predominance. be intended to achieve only one of the four objects but that is some thing which must be decided by the legislature in its own wisdom. An offence calculated to thwart the security of the State may be considered so serious as to demand the death penalty and nothing else, both as a preventive and a deterrent, and without regard to retribution and reformation. On the other hand, offences involving moral turpitude may call for reformation as the chief objective lo be achieved by the legislature. In a third case all the four objects may have to be borne in mind in choosing the punishment. As :it is, the choice must be that of the legislature and not that of the courts and it is not for the latter to advise the legislature which particular in a particular situation. Nor is it object shall be kept rn focus open to the courts to be persuaded by their own ideas about the propriety of a particular purpose being achieved by . a piece of penal legislation, while constitutionality. A contrary proposition would mean the ~tepping of the judiciary into the field It is · of the legislature which, I need hardly· say, is not permissible. thus outside the scope of the inquiry undertaken by this Court into the vires of the provisions contained in section 433A to find out the extent to which the object of reformation is sought to be achieved thereby, the opinions of great thinkers·, jurists, politicians and saints (as to what the basis of a penal provision should be) notwithstanding. judging its
5. The third reason flows from a careful study of the penal law prevalent in the country, especially that contained in the Indian Penal Code wbich brings out clearly that the severity of each punish ment sanctioned by the Jaw is directly proportional to the serious ness of the offence for which rt is awarded. This, to my mind, is strongly indicative of reformation not being the foremost object sought to be achieved by the penal provisions adopted by the legis Jatt.1re. A person who has committed murder in tbe heat of passion may not repeat his· act at all later in life and the ref01mation process in his case need not be time-consuming. On the other hand, a thief ma) take long to shed the propensity to deprive others of their good If the reformative aspect of punishment· were to be given money. priority and predom[nance in every case the murderer may deserve, in a given set of circumstances, no more than a six months' period of incarceration while a thief may have to be trained into better ways of life from the social point of vrew over a long period, and the death penalty, the vires of which has been recently upheld by a majority of four in a five Judge Bench of tbis Court in Bachan Singh and others v. State of Punjaq and others( 1 ) wol, lld have to be p; [1980] 2 s.e.c. 684, ~ : .:. - i"' - MARtJ RAM v. UNION OF INDIA (Koshal, J.) I exterminated frc•m Indian criminal law. The argument based on the object of reforrrtation having to be in the forefront of the legisla tive purposes behind punishment, must, therefore, held to be fallacious. ; 1261 A
6. I conclude that the contents of section 433A of the Code of Criminal Procedure (or, for that matter any other penal provisicm) cannot be attacked on the ground that they are hit by article 14 of the Constitution inasmuch as they arc arbitrary or irrational because they· ignore the reformative aspect of punishment. B S.R. Petitions dismissed. . , I
Precedent status how later indexed judgments have treated this case
No known negative treatment found in the Courts & Cases corpus.
Another 22 relationships are under human verification and not counted above.
This is a result about the indexed corpus, not a finding that the judgment remains good law. Coverage may be incomplete.
Later judgments that treat this case
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